Art-and-Technology Projects

A review of Technocrats of the Imagination: Art, Technology, and the Military-Industrial Avant-Garde, John Beck and Ryan Bishop, Duke University Press, 2020.

Technocrats of the ImaginationThere is a renewed interest in the United States for art-and-technology projects. Tech firms have money to spend on the arts to buttress their image of cool modernity; universities want to break the barriers between science and the humanities; and artists are looking for material opportunities to explore new modes of working. Recent initiatives mixing art, science, and technology include  the Art+Technology Lab at LACMA (Los Angeles County Museum of Art), MIT’s Center for Art, Science, and Technology (CAST), and the E.A.T. Salon launched by Nokia Bell Labs. In their presentation documents, these institutions make reference to previous experiments in which artists worked with scientists and engineers in universities, private labs, and museums. LACMA’s A+T Lab is the heir to the Art&Technology Program (A&T) launched in 1967 by curator Maurice Tuchman with the involvement of the most famous artists of the period, such as Andy Warhol, Claes Oldenburg, Roy Lichtenstein, and Richard Serra. MIT was the host of the Center for Advanced Visual Studies (CAVS) founded in the same year by György Kepes, who had previously worked with László Moholy-Nagy at the New Bauhaus in Chicago. Bell Labs is where scientist Billy Klüver launched Experiments in Art and Technology (E.A.T.) with Robert Rauschenberg in late 1966. Technocrats of the Imagination tells the story of these early initiatives by replacing them in their intellectual and geopolitical context, exposing in particular the link with Cold War R&D and the rising influence of the military-industrial complex. The contradiction between an anti-establishment cultural milieu denouncing technocratic complicity with the Vietnam war and a corporate environment where these collusions were left unchallenged led these art-and-technology projects to their rapid demise. Modern initiatives operate in a different environment, but unquestioned assumptions may lead them to the same fate.

Creativity, collaboration, and experimentation

Why should artists collaborate with scientists and engineers? Then and now, the same arguments are put forward by a class of art curators, tech gurus, and project managers. The art world and the research lab are both characterized by a strategy of continuous innovation, collaborative experimentation, and disciplined creativity. They tend to abolish the boundaries between theory and practice, knowing and doing, individual inspiration and collective work. These tendencies were reinforced in the context of the 1950s and 1960s: in an age of big science and artistic avant-garde framed by integrative paradigms such as cybernetics and information theory, the artist and the engineer seemed to herald a new dawn of democratic organization and shared prosperity. The artist defined himself as a “factory manager” (Andy Warhol) and did not hesitate to don the white coat of the laboratory experimenter. The scientist was engaged in much more than the accumulation of scientific knowledge and science’s contribution was vital for the nation’s wealth and security. Both worked under the assumption that science could enlarge democracy and support the United States’ place in the world, and that American art should be considered on an equal footing with other professional fields of activity. But the shared virtues of creativity, collaboration, and experimentation covered profoundly different ideas of what those terms might mean and how they should be achieved. The conception of experimental collaboration in the arts was heir to a liberal tradition of educational reform emphasizing free expression and self-discovery. By contrast, innovation and experimentation as understood by institutions training and employing scientists followed a model of elite expertise and top-down management. They were also heavily compromised, as John Beck and Ryan Bishop emphasize, by their ties to the military-industrial complex.

Beck and Bishop place the genealogy of the three art-and-tech initiatives under the influence of two currents: John Dewey’s philosophy of democracy and education, and Bauhaus’ approach to artistic-industrial collaborations. The influence of John Dewey over the course of the twentieth century cannot be overemphasized. More than any other public intellectual, Dewey shaped and influenced debates on the relations between science, politics, and society in the United States. His principles of democratic education emphasizing holistic learning and the study of art were applied in Black Mountain College in North Carolina, a liberal arts education institution that left its imprint on a whole generation of future artists and creators (Robert Rauschenberg, Cy Twombly, John Cage, Merce Cunningham, Ray Johnson, Ruth Asawa, Robert Motherwell, Dorothea Rockburne, Susan Weil, Buckminster Fuller, Franz Kline, Aaron Siskind, Willem and Elaine de Kooning, etc.) The influence of Dewey’s pragmatism extended beyond the US, notably among German educational reformers, and his notion of “learning by doing” was picked up by the Bauhaus, a German art school operational from 1919 to 1933 that combined crafts and the fine arts. In return, Bauhaus furnished Black Mountain College with émigrés educators—Josef and Anni Albers, Xanti Schawinksy, Walter Gropius—and an utopian vision of a post-disciplinary, collectivist education that did not favor one medium or skill set over another. Bauhaus’ afterlife and legacy in the United States also manifests itself in the trajectories of Bauhaus veterans László Moholy-Nagy who created the short-lived Chicago School of Design in 1937, and György Kepes, who taught at MIT and ended up creating the Center for Advanced Visual Studies (CAVS) in 1967.

Bauhaus in America

It was Moholy-Nagy who originated the idea to stimulate interactions among artists, scientists, and technologists in order to spearhead creativity and innovation. His Hungarian compatriot and associate at the School of Design took the idea to the MIT, an institution whose motto mens et manus (“mind and hand”) echoed Dewey’s and Bauhaus’ devotion to “learning by doing” and “experience as experimentation.” MIT was a full research-based science university awash with money from government contracts and military R&D. Research teams working on ‘Big Science’ projects included not just scientists but engineers, administrators, and technicians collaborating together in a structured manner. Kepes’ tenure at MIT between 1946 and 1977 was characterized by a commitment to science and technology and a belief in the virtues of the unintended consequences of chance encounters leading to breakthrough innovations. His interdisciplinary teachings were structured around the principles of vision, visual technologies, and their social implications. Many disciplines were mobilized, including Gestalt psychology, systems theory, physiology, linguistics, architecture, art, design, music, and perception theory. Transdisciplinarity, holistic approaches, and the eclectic mix of science, technology, and artistic disciplines was in the air in the late sixties and influenced the counterculture as well as artistic creation. The same eclecticism presided over the creation of CAVS, a center dedicated to all aspects related to vision and visual technologies. Drawing in important artists and thinkers, including many Black Mountain alumni, CAVS laid the groundwork for subsequent MIT ventures such as the influential Media Lab, founded in 1985 by Nicholas Negroponte, and the Center for Art, Science, and Technology (CAST). It was in such environment that experimental filmmaker Stan Vanderbeek pondered the possibility of creating an “electronic paintbrush” to complement the electronic pen used in early man/machine interfaces.

The industrial corporation, the research university, and the private lab were the three nodes of the military-industrial complex. Hailed by Fortune magazine as “The World’s Greatest Industrial Laboratory,” the Bell Labs’ research center at Murray Hill in New Jersey was conceived along the lines of a miniature college or university. The laboratories themselves were physically flexible, with no fixed partitions and rooms so that they could be partitioned, assembled, and taken apart at short notice. Bell Laboratories cultivated creativity and innovation: researchers working at Bell Labs were credited with the development of the transistor, the laser, the photovoltaic cell, information theory, and the first computer programs to play electronic music. The proximity of New York City, which had become the capital of the art world, and the presence of an arts college at the neighboring Rutgers University, facilitated the rapprochement between the scientific avant-garde working at Murray Hill and the contemporary art world. Artists and musicians were offered organized tours of Bell Labs as a mean of opening dialogue and providing a sense of how technology could be harnessed for artistic creativity. Early realizations include Edgar Varèse’s Déserts (1950-54), an atonal piece that was described as “music in the time of the H-bomb”; Jean Tinguely’s Homage to New York (1960), a self-constructing and self-destructing sculpture mechanism that performed for 27 minutes during a public performance in the Sculpture Garden of the Museum of Modern Art in New York; and Robert Rauschenberg’s Oracle (1962-65), a five-part found-metal assemblage with five concealed radios and electronic components now displayed at the Pompidou Center in Paris. Also influential was the 9 Evenings: Theatre and Engineering, a series of performances that mixed avant-garde theatre, dance, music, and new technologies. In 1967, the engineer and project manager Billy Klüver set up the Experiments in Art and Technology (E.A.T.), a collaborative project matching avant-garde artists and Bell Lab researchers that attracted the application of more than 6000 artists, scientists and engineers. But the project soon foundered due to poor management and lack of funds.

From New York to Los Angeles and to the world

Place matters for artistic innovation, as it does for scientific discovery and technological breakthrough. During the twentieth century, the center of the advanced art world shifted from Paris to New York. Yet there was also a marked increase in the geographic origins of innovative artists. When he became the first curator of twentieth-century art at the Los Angeles County Museum of Art (LACMA), part of Maurice Tuchman’s mission was to put LA on the art map as “the center of a new civilization.” He did so by partnering with business organizations to sponsor an Art & Technology exhibition in 1971, with the participation of high-profile artists such as Roy Lichtenstein, Claes Oldenburg, Robert Rauschenberg, Richard Serra, and Andy Warhol. But at that time public opinion had already shifted away from the technocratic model of corporate liberalism, and the exhibition was a flop. Another Californian experiment sponsored by LACMA was the creation of artist-in-residence positions at RAND and the Hudson Institute, two think tanks working mostly for the government sector and tasked with: “thinking about the unthinkable.” But the New York-based sculptor John Chamberlain and the conceptual artist James Lee Byars had a difficult time adapting to their new environment. The first sent a memo to all RAND staff stating: “I’m searching for ANSWERS. Not questions! If you have any, will you please fill it below”: the incomprehension was total, and the memo fell flat. The second set up a “World Question Center” and invited the public to submit any kind of questions that would then be answered by a panel of intellectuals, artists, and scientists. But as the two authors of Technocrats of the Imagination comment: “If Byars could have included Stein, Einstein, and Wittgenstein in his teleconference, what might they have been permitted to say, given the serious limitations of the format? An expert is an expert is an expert.”

Twentieth century art was advanced by new institutions on the art scene: the Salons and group exhibitions of independent art collectives, the private art gallery, the art critique magazine, the contemporary art museum, and the international art biennale. World exhibitions also played a key role in the globalization of advanced art, and the American presence in these global events often displayed art-and-technology projects. Billy Klüver and the E.A.T. program at Bell Labs engineered the American pavilion for the Osaka World’s Fair, Expo ’70, in partnership with PepsiCo. The RAND Corporation was pivotal for displaying US advanced technology abroad in exhibitions of science, urbanism, postwar visions of the future, and consumer society. The Eames Office, a design studio based in Venice, California, was commissioned to contribute to the USIA-sponsored US pavilion at the 1959 Moscow World’s Fair and the Montreal Expo ’67, and designed the IBM pavilion at the 1964 New York World’s Fair. The aim of these exhibitions was geopolitical: they were to display America’s might at its most spectacular, and to offer a glimpse of the future in which technology played a key part. They were conceived as artist-led immersive environments in the tradition of the Gesamtkunstwerk or “total work of art” of the Bauhaus, and played a pioneering role in the development of multimedia installations and video art. Charles and Ray Eames were “cultural ambassadors” for the Cold War representation of the United States, and their design creations aligned with the political agenda the US government wished to communicate. The Eames Office made important cutting-edge documentaries such as Powers of Ten (1968), a short film dealing with the relative size of things in the universe and the effect of adding or subtracting one zero, or Think (1964), a multiscreen film in a large, egg-shaped structure called the Ovoid Theater that stood high above the canopy and central structure of the IBM pavilion at the New York World’s Fair.

Corporate neoliberalism

John Beck and Ryan Bishop focus their analysis on the ideological underpinnings and geopolitical ramifications of these art-and-technology projects. They argue that, contrary to their forward-looking ambitions and futuristic visions, MIT’s CAVS, Bell Lab’s E.A.T., and LACMA’s A&T’s program were behind their times. In the late 1960s, antiwar sentiment had hardened public opinion against corporations and technology more generally. The positions of the scientist and the engineer were compromised by their participation in the military-industrial complex:  “science and technology had come to be seen by many as sinister, nihilistic, and death-driven.” The idea that US corporations could plausibly collaborate with artists to create new worlds of social progress was now evidence of complicity and corruption—technology was the problem and not the solution. The political climate made it impossible to justify what was now summarily dismissed as “industry-sponsored art.” In this politically charged context, art and technology projects had very little to say about politics, American foreign policy, or the Cold War in general. Technocrats of the Imagination concludes with a comparison between these late-1960s projects and recent reenactments such as MIT’s CAST, LACMA’s A+T Lab, and Nokia’s E.A.T. Salon. Contrary to their predecessors, these new projects operate in a neoliberal environment driven by private corporations in which the sense of dedication to the public good that animated scientists and artists from the previous generation has all but disappeared. As the authors argue, the recent art-and-tech reboot “cannot be separated from or understood outside the deregulated labor market under neoliberalism that has demanded increased worker flexibility, adaptability, and entrepreneurialism.” The avant-garde artist’s new partner is not the white-coated scientist or the lab engineer, but the tech entrepreneur who claims the heritage of counterculture to advance techno-utopianism and radical individualism. Their claim of “hippie modernism” and their appropriation of the 1960s’ avant-garde is based on historical amnesia, against which this book provides a useful remedy.

One Thousand and One Arab Springs

A review of Revolution and Disenchantment: Arab Marxism and the Binds of Emancipation, Fadi A. Bardawil, Duke University Press, 2020.

Revolution and DisenchantmentTen years have passed since the wave of protests that swept across North Africa and the Middle East. Time has not been kind to the hopes, dreams, and aspirations for change that were invested in these Arab uprisings. A whole generation is now looking back at its youthful idealism with nostalgia, disillusion, and bitterness. Revolutionary hope is always followed by political disenchantment: this has been the case for all revolutions that succeeded and for all attempts that failed. Fadi Bardawil even sees here the expression of a more general law: “For as long as I can remember, I have witnessed intellectuals and critical theorists slide from critique to loss and melancholia after having witnessed a political defeat or experienced a regression in the state of affairs of the world.” These cycles of hope and disillusion are particularly acute in the Arab world, where each decade seems to bring its own political sequence of rising tide and lowering ebb. Revolution and Disenchantment tells the story of a fringe political movement, Socialist Lebanon (1964-70), through the figures of three Marxist intellectuals who went through a cycle of revolutionary fervor, disenchantment, despair, and adjustment. Waddah Charara (1942–), Fawwaz Traboulsi (1941–), and Ahmad Beydoun (1942–) are completely unknown for most publics outside Lebanon, and their reputation in their country may not even have crossed the limits of narrow intellectual circles. They have now retired from an academic career in the humanities and social sciences, and few people remember their youthful engagement at the vanguard of the revolutionary Left. But their political itinerary has a lot to tell about the role of intellectuals, the relationship between theory and practice, and the waves of enthusiasm and disillusion that turn emancipatory enterprises into disenchanted projects.

The ebbs and flows of revolution

Fadi Bardawil proposes to his readers a tidal model of intellectual history. There were four consecutive tides that affected the lives of the three intellectuals under consideration—as well as, less directly, his own: Arab nationalism, Leftist politics, the Palestinian question, and political Islam. Each tide followed its ebb and flow of enthusiasm and disenchantment, leaving behind empty shells and debris that have drifted onshore for the scholar to pick. The generation to which the three intellectuals belong was formed during the high tides of anticolonial Pan-Arabism, founded the New Left, and adhered to the Palestinian revolution before ending up as detached, disenchanted critics of sectarian violence and communal divisions. Collectively, they point to a different chronology and geography of the reception of revolutionary ideas in the Middle East. The conventional periodization and list of landmark events identified by historians do not fully apply: for instance, the June 1967 Arab-Israeli War is often overemphasized as a turning point, while the collapse of the union between Egypt and Syria in September 1961 is now largely forgotten. But the Palestinian question predates 1967, while the 1961 breakdown of Arab unity ushered in the first immanent critique of the regimes in power. Similarly, the traditional East/West and North/South binaries cannot account for the complexities and internal divisions of Middle East societies. Beirut was closer to Paris and to French intellectual life than to other regional metropoles, including Cairo where the Nasser regime silenced all oppositional voices. The site of the “main contradiction” was not always the West, as Marxist scholars assumed; very often the contradictions were integral to the fabric of Arab societies.

Like the rest of the Arab world, the Lebanon in which the three intellectuals grew up was tuned to the speeches of Gamal Abdel Nasser broadcast by Radio Cairo and by demonstrations of support to the Algerian national liberation struggle. Palestinian refugees who had fled Israel in the aftermath of 1948 were a familiar presence in Lebanon, and the Arab Catastrophe or Nakba—as the Palestinian exodus was designated—loomed large in the Arab nationalist agenda. As one of the interviewees recalls, “the ‘Arab Cause’ was more dominant in our lives than Lebanese concerns.” Lebanese intellectuals from Sunni, Shi’i and Druze backgrounds were attracted to Nasserist nationalism and Ba’thist ideology and politics, while a majority of the Christian population supported the pro-Western politics of President Camille Chamoun (1952—58). Chamoun’s decision not to severe diplomatic ties with France and Great Britain after the Suez crisis in 1956 resulted in a political crisis that drew heavier American involvement in the form of economic assistance and military presence. The summer of 1958 was an important milestone in the development of the generation that was now in high school: sectarian tensions and the political deadlock led to a short civil war in Beirut, while inter-Arab relations and Cold War politics provoked a shift in alliances. The union between Egypt and Syria came to an end in 1961, and authoritarian regimes settled under the guise of socialist and Ba’thist ideologies in Syria and Iraq. The tidal wave of Pan-Arabism and its promise of a united popular sovereignty on Arab lands after defeating colonialism was now at its low point. The budding young intellectuals became disillusioned with Arab nationalism and turned to Marxism to fuel their quest for social change and emancipation.

Translating Marx into Arabic

The intellectual generation that founded Socialist Lebanon in 1964, with Waddah Charara, Fawwaz Traboulsi, and Ahmad Beydoun at the forefront, was also the product of an education system. Lebanon was created as an independent country in 1943 under a pact of double negation: neither integration into Syria (the Muslims’ Pan-Arabic demand) nor French protection (the Christians’ demand). Ties were not severed with France, however, as the Maronite elite used predominantly French and sent its children to French schools and universities, while international education was also buttressed by the presence of English language schools and the American University of Beirut. Charara was a southern Lebanon Shi’a who went to a francophone Beirut school and left for undergraduate studies in Lyon, completed later by a doctorate in Paris. Traboulsi was the son of a Greek Catholic Christian from the Bekka Valley who attended a Quaker-founded boarding school near Mount Lebanon and studied in Manchester as well as the American University of Beirut. Ahmad Beydoun went to a Lebanese school that pitted pro-Phalangist Maronites and pro-Ba’th nationalists against each other. Learning French and English in addition to their native Arabic, and studying abroad, opened new intellectual venues for these promising students. As Bardawil notes, “Foreign languages is a crucial matter that provides insight into the readings, influences, and literary sensibilities and imaginaries out of which an intellectual’s habitus is fashioned.”

The habitus of the generation that came of age at the turn of the 1960s was decidedly radical. Socialist Lebanon, the New Left movement that they founded in 1964, was in its beginnings more a study circle than a political party. The readings of these young intellectuals were extensive and not circumscribed by disciplinary boundaries: Marxist theory, French philosophy, psychology, sociology, art critique, economics… They published a bulletin that was printed underground using Roneo machines and distributed clandestinely. In order to avoid being taken for wacky intellectuals, they rarely made quotes from the French intellectuals they were imbibing (Althusser, Foucault, Lacan, Castoriadis, Lefebvre…), and mostly referred to the cannon of the revolutionary tradition: Marx, Engels, Trotsky, Lenin, but also some Cuban references and, in the end, Mao. Through their translations and commentary, they also gave agency to other voices from the South: Fanon, Ben Barka, Giap, Cabral, Che Guevara, Eldrige Cleaver, Malcolm X and others. Books published by Editions Maspero in Paris, as well as articles from Le Monde Diplomatique, Les Temps Modernes, and the New Left Review, were pivotal in the readings discussed in Beirut at that time. So were the pamphlets of Leftist opponents of the Nasser regime in Egypt such as Anouar Abdel Malak, Mahmoud Hussein, and Hassan Riad (the pseudonym of Samir Amin): “What couldn’t be published in Cairo in Arabic was published in France and translated back into Arabic in Beirut with the hope that it would circulate in the Arab world.”

Left-wing groupuscules

In addition to reading, discussing, writing, and translating, the young revolutionaries engaged in clandestine political activities. Unlike their gauchistes equivalents in France, Germany or Italy, they ran the risk of arbitrary arrest, detainment, and execution: hence their practice of secrecy, with underground political cells and anonymity publishing. Their critiques targeted the Ba’th and Arab nationalist ideologies, the authoritarian regimes in power in the region, the national bourgeoisie, and last but not least the pro-Soviet communist parties. The Lebanese Communist Party was the target of their most ferocious attacks, but intra-leftist skirmishes also targeted other groupuscules. The Arab-Israeli war in June 1967, often considered as a watershed for the region and for the world, brought to the fore the Palestinian question. Bardawil argues that the date of 1967, referred to in Arabic as an-Naksah or “the setback”, was more a turning point for the intellectual diaspora than for local actors. Indeed, Edward Said recalls in his autobiography the shock and wake-up call that the defeat of the Arab armies caused in his personal identity: “I was no longer the same person after 1967,” he wrote. The 1967 setback was also used by nationalist military regimes to legitimize their own repressive politics in the name of anti-imperialism and the fight for the liberation of Palestine. But as we saw, the nationalist tide had already ebbed in 1961, and Socialist Lebanon had developed a radical critique of the gap separating the regimes’ progressive professions of faith and their authoritarian rule.

The Palestinian resistance post-1967 became a local player in Lebanese politics, putting on the table again the question of Lebanon’s national identity. It generated its own cycle of hope and disenchantment for the Left. For the cohort of intellectuals forming Socialist Lebanon, it was a time of fuite en avant. The group became increasingly cultist and sectarian, and turned to Maoism to articulate its militant fervor and revolutionary praxis. In 1970, Socialist Lebanon fused with the much larger Organization of Lebanese Socialists, establishing a united organization that became known as the Marxist-Leninist Organization of Communist Action in Lebanon (OCAL). In true gauchiste fashion, OCAL would be plagued by splits and expulsions from the beginning. Note however that the call for action directe and a “people’s war” that Charara articulated in his Blue Pamphlet did not turn into political assassinations and terrorism. The reason was that Lebanese society was already plagued by violence: violent strikes and demonstrations were repressed in blood; armed Palestinian resistance gained force until Israel invaded in 1978 and pushed PLO and leftist militants away from the borders; and terrorist actions were indeed taken up by Palestinian groupuscules such as the PFLP-EO that committed the Lod Airport massacre in May 1972, with the participation of three members of the Japanese Red Army. The low ebb of the Palestinian tide came with the defeat of the Palestinian revolution in Lebanon in 1982. By then, Lebanon had already plunged into a sequence of civil wars (1975—1990) splitting the country along sectarian lines; the Iranian revolution (1979) had ushered a new cycle of militant fervor centered on political Islam; and the Lebanese intellectuals had retired from political militancy to join secure positions in academia.

From Nakba to Naksa and to Nahda

This summary of the historical plot line of Revolution and Disenchantment doesn’t do justice to the theoretical depth and breadth of the book. Trained as an anthropologist and as a historian, Fadi Bardawil attempts to do “fieldwork in theory” as a method to locate “not only how theory helps us understand the world but also what kind of work it does in it: how it seduces intellectuals, contributes to the cultivation of their ethos and sensibilities, and authorizes political practices for militants.” He treats the written and oral archives of the Lebanese New Left as a material to ponder the possibility of a global emancipatory politics of the present that would not be predicated on the assumption that theory always comes from the West to be applied in empirical terrains in the South. He takes issue with the current focus on Islamist ideologues such as Sayyid Qutb and Ali Shariati that are used by Western scholars for “thinking past terror,” while the indigenous tradition of Marxism and left-wing thinking is deemed too compromised with the West to offer an immanent critique of Arab politics. As Bardawil notes, quite a few of the 1960s leftists rediscovered the heritage of the earlier generation of Nahda (Renaissance) liberal thinkers such as Taha Husayn (1889–1973) and ‘Ali ‘Abd-al-Raziq (1886–1966) or, like the aging and sobered Charara, turned to Ibn Khaldun (1332–1406) to understand the logics of communal violence that had engulfed Lebanon. Revolution and Disenchantment also reflects the coming-of-age story of the author who started his research project in the US in the wake of the September 11 attacks, still marked by the Left-wing melancholia of his school years in Lebanon, then matured into a more balanced approach that took its cues from the mass mobilizations known collectively as the Arab Spring.

Postscript: I read a book review of Revolution and Disenchantment written by a PhD student specializing in Middle East studies who regretted the fact that readership of this book will most likely be limited to a fringe audience of area specialists. If only this book could become a core text for an introduction to intellectual history or for a class on world Marxism!, she bemoaned. My answer to that is, you never know. Manuscripts have a strange and unpredictable afterlife once they get published, and neither the author nor the publisher can tell in advance which readership they will eventually reach. Remember the circuits of the French editions of revolutionary classics published by Editions Maspero in a historical conjuncture when theory itself was being generated not from Europe but from the Third World. Add to that the fact that Revolution and Disenchantment is available free of charge for downloads on the website of Duke University Press (with a trove of other scholarly books), and you may have in your hands the potential of an unlikely success. Besides, the political effects of a text, and the difference that it makes, cannot be measured by the number of clicks and readers but depend on the questions asked by the reading publics and the stakes animating their practical engagements. You never know in advance which texts will be included in future political archives and curricula, or who will read what and for what purposes. Reading today about the Lebanese New Left in Hanoi is not more uncanny than translating Mao and Giap into Arabic in Beirut during the sixties. New forms of critique and their transnational travels may produce unexpected political effects that go beyond the closed lecture circuit of jet-lagged academics. This is one reason why the Arab Springs were followed with passion in China, leading the Communist authorities to delete all references to the events on Chinese social media. Ten years after, a new cycle of democratic hope and enlightenment may begin.

Kiss the Frog

A review of Animacies: Biopolitics, Racial Mattering, and Queer Affect, Mel Y. Chen, Duke University Press, 2012.

Animacies“Inanimate objects, have you then a soul / that clings to our soul and forces it to love?,” wondered Alphonse de Lamartine in his poem “Milly or the Homeland.” In Animacies, Mel Chen answers positively to the first part of this question, although the range of affects she considers is much broader than the lovely attachments that connected the French poet to his home village. As she sees it, “matter that is considered insensate, immobile, deathly, or otherwise ‘wrong’ animates cultural life in important ways.” Anima, the Latin word from which animacy derives, is defined as air, breath, life, mind, or soul. Inanimate objects are supposed to be devoid of such characteristics. In De Anima, Aristotle granted a soul to animals and to plants as well as to humans, but he denied that stones could have one. Modern thinkers have been more ready to take the plunge. As Chen notes, “Throughout the humanities and social sciences, scholars are working through posthumanist understandings of the significance of stuff, objects, commodities, and things.” Various concepts have been proposed to break the great divide between humans and nonhumans and between life and inanimate things, as the titles of recent essays indicate: “Vibrant Matter” (Jane Bennett), “Excitable Matter” (Natasha Myers), “Bodies That Matter” (Judith Butler), “The Social Life of Things” (Arjun Appadurai), “The Politics of Life Itself” (Nikolas Rose),“Parliament of Things” (Bruno Latour). Many argue that objects are imbued with agency, or at least an ability to evoke some sort of change or response in individual humans or in an entire society. However, each scholar also possesses an individual interpretation of the meaning of agency and the true capacity of material objects to have personalities of their own. In Animacies, Mel Chen makes her own contribution to this debate by pushing it in a radical way: writing from the perspective of queer studies, she argues that degrees of animacy, the agency of life and things, cannot be dissociated from the parameters of sexuality and race and is imbricated with health and disability issues as well as environmental and security concerns.

Intersectionality

Recent scholarship has seen a proliferation of dedicated cultural studies bearing the name of their subfield as an identity banner in a rainbow coalition: feminist studies, queer studies, Asian American studies, critical race studies, disability studies, animal studies… In a bold gesture of transdisciplinarity, Mel Chen’s Animacies contributes to all of them. The author doesn’t limit herself to one section of the identity spectrum: in her writing, intersectionality cuts across lines of species, race, ability, sexuality, and ethnicity. It even includes in its reach inanimate matter such as pieces of furniture (a couch plays a key part in the narrative) and toxic chemicals such as mercury and lead. And as each field yields its own conceptualization, Mel Chen draws her inspiration from what she refers to as “queer theory,” “crip theory,” “new materialisms,” “affect theory,” and “cognitive linguistics.” What makes the author confident enough to contribute to such a broad array of fields, methods, and objects? The reason has to do with the way identity politics is played in American universities. To claim legitimacy in a field of cultural studies, a scholar has to demonstrate a special connexion with the domain under consideration. As an Asian American for instance, Mel Chen cannot claim expertise in African American studies; but she can work intersectionally by building on her identity as a “queer woman of color” to enter into a productive dialogue with African American feminists. The same goes with other identity categories: persons with disabilities have a personal connexion to abled and disabled embodiment, while non-disabled persons can only reflect self-consciously about their ableism. Even pet lovers, as we will see, have to develop a special relationship with their furry friends in order to contribute to (critical) animal studies.

Using this yardstick, Mel Chen qualifies by all counts to her transdisciplinary endeavor. She identifies herself as Asian American, queer, and suffering from a debilitating illness. She gives many autobiographical details to buttress her credentials. She mentions that her parents were immigrants from China who couldn’t speak proper English and used singular and plural or gendered pronominal forms indifferently. She grew up in a white-dominated town in the Midwest and was used to hearing racist slurs, such as people yelling “SARS!” at her—this was before a US president publicly stigmatized the “Chinese virus.” She shows that prejudice against the Chinese has a long history in the United States. The book includes racist illustrations dating from the nineteenth century featuring Chinese immigrants with a hair “tail” and animal traits that make them look like rodents. Chen analyzes the racial fears of lead poisoning in the “Chinese lead toy scare” of 2007 when millions of Chinese exported toys made by Mattel were recalled due to overdoses of lead paint. She exhumes from the documentary and film archives the figure of Fu Manchu, a turn-of-the-century personification of the Yellow Peril, and proposes her own slant on this character that is said to provide “the bread and butter of Asian American studies.” Mel Chen’s self-reported identity as queer is also documented.  She mentions her “Asian off-gendered form” when describing herself, and frequently refers to her own queerness. In an autobiographical vignette, she designates her partner as a “she” and puts the pronoun “her” in quotes when she refers to her girlfriend (Chen’s own bio on her academic webpage refers to her as “they”). Her scholarship builds on the classics of queer studies such as Judith Butler and Eve Kosofsky Sedgwick, and she feels especially close to “queer women of color” theorizing. She exposes to her readers some unconventional gender and sexuality performances, such as the category of “stone butch” designating a lesbian who displays traditional masculinity traits and does not allow herself to be touched by her partner during lovemaking (to draw a comparison, Chen adds that many men, homo or heterosexual, do not like to be penetrated.)

Feeling Toxic

But it is on her medical condition that Mel Chen provides the most details. Moving to the “risky terrain of the autobiographical,” she mentions that she was diagnosed as suffering from “multiple chemical sensitivity” and “heavy metal poisoning.” This condition causes her to alternate between bouts of morbid depression and moments of “incredible wakefulness.” She makes a moving description of walking in the street without her filter mask and being in high alert for toxins and chemicals coming her way: navigating the city without her chemical respirator exposes her to multiple dangers, as each passerby with a whiff of cologne or traces of a chemical sunscreen may precipitate a strong allergic reaction. In such condition, which affects her physically and mentally, she prefers to stay at home and lie on her couch without seeing anybody. But Mel Chen doesn’t dwell on her personal condition in order to pose as a victim or to elicit compassion from her readers. Firstly, she feels privileged to occupy an academic position as gender and women studies professor at UC Berkeley: “I, too, write from the seat and time of empire,” she confesses, and this position of self-assumed privilege may explain why she doesn’t feel empowered enough to contribute to postcolonial studies or to decolonial scholarship. More importantly, she considers her disability as an opportunity, not a calamity. Of course, the fact that she cannot sustain many everyday toxins limits her life choices and capabilities. But toxicity opens up a new world of possibilities, a new orientation to people, to objects and to mental states. As we are invited to consider, “queer theories are especially rich for thinking about the affects of toxicity.”

This is where the love affair with her sofa comes in. When she retreats from the toxicity of the outside world, she cuddles in the arms of her couch and cannot be disturbed from her prostration. “The couch and I are interabsorbent, interporous, and not only because the couch is made of mammalian skin.” They switch sides, as object becomes animate and subject becomes inanimate. This is not only fetishism: a heightened sense of perception of human/object relations allows her to develop a “queer phenomenology” out of her mercurial experience. New modes of relationality affirm the agency of the matter that we live among and break it down to the level of the molecular. Mel Chen criticizes the way Deleuze and Guattari use the word “molecularity” in a purely abstract manner, considering “verbal particles” as well as subjectivities in their description of the molar and the molecular. By contrast, she takes the notion of the molecular at face value, describing the very concrete effects toxic molecules have on people and their being in the world. These effects are mediated by race, class, age, ability, and gender. In her description of the Chinese lead toy panic of 2007, she argues that the lead painted onto children’s toys imported to the United States was racialized as Chinese, whereas its potential victims were depicted as largely white. She reminds us that exposure to environmental lead affects primarily black and impoverished children as well as native Indian communities, with debilitating effects over the wellbeing and psychosocial development of children. Also ignored are the toxic conditions of labor and manufacture in Chinese factories operating mainly for Western consumers. The queer part of her narrative comes with her description of white middle-class parents panicking at the sight of their child licking their train toy Thomas the Tank Engine. In American parents’ view, Thomas is a symbol of masculinity, and straight children shouldn’t take pleasure in putting this manly emblem into their mouth. But as Chen asks: “What precisely is wrong with the boy licking the train?”

Queer Licking

In addition to her self-description as Asian, queer, and disabled, Mel Chen also claims the authority of the scholar, and it is on the academic front, not at the testimonial or autobiographical level, that she wants her Animacies to be registered. Trained as “a queer feminist linguist with a heightened sensitivity to the political and disciplinary mobility of terms,” she borrows her flagship concept from linguistics. Linguists define animacy as “the quality of liveness, sentience, or humanness of a noun or noun phrase that has grammatical, often syntactic, consequences.” Animacy describes a hierarchical ordering of types of entities that positions able-bodied humans at the top and that runs from human to animal, to vegetable, and to inanimate object such as stones. Animacy operates in a continuum, and degrees of animacies are linked to existing registers of species, race, sex, ability, and sexuality. Humans can be animalized, as in racist slurs but also during lovemaking. “Vegetable” can describe the state of a terminally-ill person. As for stones, we already encountered the stone butch. Conversely, animals can be humanized, and even natural phenomena such as hurricanes can be gendered and personified (as with Katrina.) Language acts may contain and order many kinds of matter, including lifeless matter and abject objects. Dehumanization and objectification involve the removal of qualities considered as human and are linked to regimes of biopower or to necropolitics by which the sovereign decides who may live and who must die.

This makes the concept of animacy, and Mel Chen’s analysis of it, highly political. Linguistics is often disconnected from politics: Noam Chomsky, the most prominent linguist of the twentieth century, also took very vocal positions on war and American imperialism, but he kept his political agenda separate from his contribution to the discipline. In How to Do Things with Words, J. L. Austin demonstrates that speech acts can have very real and political effects, and in Language and Symbolic Power, Pierre Bourdieu takes language to be not merely a method of communication, but also a mechanism of power. Mel Chen takes this politicization to its radical extreme. She criticizes queer liberalism and its homonormative tendencies to turn queer subjects into good citizens, good consumers, good soldiers, and good married couples. Recalling the history and uses of the word queer, which began as an insult and was turned into a banner and an academic discipline, she notes that some queers of color reject the term as an identity and substitute their own terminology, as the African American quare. She also questions the politics by which animals are excluded from cognition and emotion, arguing that many nonhuman animals can also think and feel. Positioning her animacy theory at the intersection of queer of color scholarship, critical animal studies, and disability theory, she argues that categories of sexuality and animality are not colorblind and that degrees of animacy also have to do with sexual orientation and disability. She brings the endurance of her readers to its break point by invoking subjects such as bestiality and highly unconventional sexual practices. Her examples are mostly borrowed from historical and social developments in the United States, with some references to the People’s Republic of China. She exploits a highly diverse archive that includes contemporary art, popular visual culture, and TV trivia.

Critical Pet Studies

According to “Critical Pet Theory” (there appears to be such a thing), scholars have to demonstrate a special bond with their pet in order to contribute to the field of animal studies. Talking in abstract of a cat or a dog won’t do: it has to be this particular dog of a particular breed (Donna Harraway’s Australian shepherd ‘Cayenne’), or this small female cat that Jacques Derrida describes in The Animal That Therefore I Am. Talking, as Deleuze and Guattari did, of the notion of “becoming-animal” with “actual unconcern for actual animals” (as Chen reproaches them in a footnote) is clearly a breach in pet studies’ normative ethics. Even Derrida failed a simple obligation of companion species scholarship when he failed to become curious about what his cat might actually be doing, feeling, or thinking during that morning when he emerged unclothed from the bathroom, feeling somehow disturbed by the cat’s gaze. Mel Chen’s choice of companion species is in line with her self-cultivated queerness: she begins the acknowledgments section “with heartfelt thanks to the toads,” as well as “to the many humans and domesticated animals populating the words in this book.” The close-up picture of a toad on the book cover is not easily recognizable, as its bubonic glands, swollen excrescences, and slimy texture seem to belong both to the animal kingdom and to the realm of inert matter. Animacy, of course, summons the animal. But Mel Chen is not interested in contributing to pet studies: she advocates the study of wild and unruly beasts or, as she writes, a “feral” approach to disciplinarity and scholarship. “Thinking ferally” involves poaching among disciplines, raiding archives, rejecting disciplinary homes, and playing with repugnance and aversion in order to disturb and to unsettle. Yes, the toad, this “nightingale of the mud” as the French poet would have said, is an adequate representation of this book’s project.

The Old Mole

A review of The Sublime Perversion of Capital: Marxist Theory and the Politics of History in Modern Japan, Gavin Walker, Duke University Press, 2016.

Gavin WalkerWhy read Marx today? More to the point, why devote a book to how Marx was read in Japan in the mid-twentieth century, and in particular to the writings of a Marxist scholar named Uno Kōzō (1897-1977), Japan’s foremost Marxian economist and founder of what is usually referred to as the Uno School (Uno gakuha), Uno economics (Uno keizaigaku), or Uno-ist theory (Uno riron)? Books about this branch of Marxist theory now collect dust on the shelves of second-hand bookstores in the Kanda-Jinbōchō district in Tokyo. They remind us of Marxism’s surprising longevity in Japan’s academic circles: a Japanese publishing house, Kaizōsha, was the first editor in the world to publish the complete collected works of Marx and Engels (in thirty-two volumes), and Marxist theory was taught and studied with passion in the tumultuous years of campus upheavals of the 1960s and 1970s. The generation that imbibed Marx’s shihonron in its formative years is now past retirement, and the few remaining bastions of Marxism are only to be found in philosophy or literature departments, not in faculties of economics. But Gavin Walker considers that something important was at stake in these economic debates, something that can still speak to our present. In his opinion, we need to understand the “sublime perversion of capital” in order to situate and possibly overcome our contemporary theoretical impasses and debates: the surprising persistence of the nation, the postcolonial situation, the enclosure of the new “digital commons,” the endless cycles of crisis and debt. Indeed, Walker argues, “this moment of globalization calls for a fundamental (re)examination of the central questions of Marxist theory itself.” For, like Marx wrote to his German readers in the 1867 preface of Das Kapital, “De te fabula narratur!”—it is of you that the story is told.

De te fabula narratur 

First, we must clear the ground from what the book is not. It is not a political essay à la Fukuyama that would try to apply Marxian or Hegelian lenses to a rereading of the present—Walker has only contempt for such literature, which he calls “supreme political cretinism.” Nor is it a rephrasing of Lire le Capital, an attempt to expose Marx’s theory along logical lines: indeed, this is how historiography remembers the main contribution of Uno Kōzō, who reformulated Marx’s Capital in conformity with an adequate order of exposition, with a necessary beginning, development, and end. But what concerns Walker the most is to think about what is at stake in the Japanese debates on Marxist theory for theoretical inquiry today. As he explains, “What I am interested in is to enter into the theoretical work in Marxist theory, historiography, and philosophy of this moment as theory.” He doesn’t study Japanese Marxism historically or in isolation, but plugs it to the scholarship of “world Marxism” in which the concerns of Japanese intellectuals echo, sometimes decades in advance, theoretical issues that were also picked up in the United States or in Europe. Just like Lenin identified “three sources and three component parts of Marxism” (German philosophy, English political economy, and French socialism), Walter draws from three traditions of critical thinking: Japanese Marxism or “Uno Theory” which forms the main focus of the book, but also as minor voices or counterpoints French political philosophy (Althusser, Balibar, Deleuze, Foucault, Nancy, Badiou), and the Italian autonomia school of social critique (Paolo Virno, Sandro Mezzadra, Silvia Federici). His familiarity with texts written not only in English and Japanese, but also in French, Italian, Russian, and German is what commends Walker to the serious reader. And his rereading of Japanese Marxism provides an introduction to an important current of political thought that has seldom spilled over the national, linguistic and disciplinary boundaries of academic communities. 

Uno Kōzō and Japanese Marxism are unfamiliar to most readers, and some elements of contextualization are in order. However, Walker warns us that “this book does not privilege or even accept the biographical mode of analysis,” and that “it is hostile to the concept of ‘context’.” He provides only one paragraph on the life and work of Uno Kōzō, mentioning his studies in Berlin from 1922 to 1924, his arrest in 1938 on suspicion of political activism, his work as a statistician outside of academia until the end of the war, and his reappointment after 1945 in Tokyo University’s Department of Economics, where he was to develop his famous theory of the three levels of analysis, or sandankairon, and his formulation of the “impossibility of the commodification of labor power” (rōdōryoku shōhinka no muri). Walker provides more perspective on the debate on Japanese capitalism (Nihon shihonshugi ronsō) and the opposition between the two factions of Japanese Marxism, the Rōnō-ha (Labor-farmer faction) and the Kōza-ha (Lectures faction). Based on positions or “theses on Japan” adopted by the Comintern, and raising the issue whether the Japanese Communist Party should ally with other progressive forces in a popular front, this debate, predominantly held from the late 1920s to the mid-1930s, deeply influenced political developments, not only in Japan, but also in the then-colonized Korean Peninsula, in China, in Southeast Asia, and elsewhere. The Rōnō faction argued that the land reforms instituted in the 1868 Meiji Restauration had successfully effectuated the transition from feudalism to capitalism, and that Japan was now ripe for a socialist revolution. The Kōza-ha, representing the mainstream of the JCP and of the Comintern, held the view that Japanese capitalism was permanently crippled by emerging from a feudal basis and that “remnants of feudalism” (hōkensei no zansonbutsu), especially in the countryside, made inevitable the turn to “military-feudal imperialism” (gunjiteki hōkenteki teikokushugi).

Difficult words and torturous grammar

The political debates of the times were loaded with difficult words and expressions that the Japanese language, with its kanji characters and grammatical structure, makes even more abstract and unfamiliar. Especially hard to fathom was the work of Marxist scholar Yamada Moritarō, whose Analysis of Japanese Capitalism, published in 1934, was “one of the most simultaneously celebrated, reviled, frustrating, controversial, and influential book in the history of Japanese Marxist theory and historiography.” Yamada wrote in a particularly recondite and idiosyncratic prose, filled with “riddles” and “codes,” as his writing style was modeled after the German language used in the most abstract philosophy with its inversion of typically Japanese grammar, sentence structure, and diction. But Gavin Walker’s own immersion in this literature testifies that getting fluency in this highly theoretical language is no more difficult for the true believer than mastering Buddhist scriptures: mantra-like formula such as “military semi-serf system of petty subsistence cultivation” are treated as blocks of characters that are stringed one after the other and recited like a psalmodic shibboleth. They create their own world of meaning that bears little resemblance with ordinary life, and convey to the insider the impression that he or she belongs to the select few. Besides, Japanese scholars were also fond of colloquialisms and didn’t hesitate to call each other names in a prosaic manner: rivals from the Rōnō faction called Yamada’s text a “farce,” and reacted to one of Uno Kōzō’s key lectures by saying that “Uno’s gone nuts” (Unokun wa kawatta.) The most intricate discussions often centered on simple words, such as the “semi-” (han) in semi-feudalism or the concept of “muri” used by Uno in his “impossibility of the commodification of labor power” theorem (rōdōryoku shōhinka no muri.)

Gavin Walker devotes a whole chapter to Uno’s notion of “muri,” which he alternatively translates as “logical (im)possibility,” “rational impasse,” or “the nihil of reason.” But, as any child or Japanese language beginner will tell you, muri can also mean, at a colloquial level, “don’t think about it,” “out of the question,” or “no.” Disentangling the colloquialism from the conceptual is no easy task. The most abstract discussions in Japanese philosophy often focus on everyday notions, such as mu (not, without), ma (empty space), ba (place), or iki (lively). These concepts have their roots in Japanese Buddhism and especially in the Zen tradition, and were often picked up by nationalist ideologues and twentieth century philosophers such as Nishida Kitarō to emphasize the distance between Japanese thought and the Western canon. To attempt to translate them in a foreign language, or to discuss their meaning for a Western audience, raises a difficult challenge. On the one hand, foreign commentators need to convey the radical otherness of these notions rooted in a culture that gives them meaning and depth, and they can only do so by making elaborate discussions on the intricate lifeworlds that these words summon. On the other hand, they risk to lose their simplicity and childlike quality that makes their meaning commonsensical and straightforward. This contradiction is apparent in Walker’s treatment of muri.  In Uno’s logic, the commodification of labor is the foundational basis of capitalism, and yet this commodification is made impossible by the nature of labor power as defined by Marx. Another way to express it is that although the commodification of labor power should be impossible, in capitalist society “the impossibility is constantly passing through” (sono muri ga tōtte iru). Again, the expression “passing through,” that Walker submits to a long exegesis, cannot convey the simplicity of the Japanese verb tōru. 

Childishly simple

Another way to complicate simple notions is to resort to vocabulary borrowed from the hard sciences or to mathematics. To convey the notion of the impossibility of labor power’s commodification, Walker alternatively refers to mathematical figures such as the Moebius’ strip, the Klein bottle, the Borromean knot, the torus, or topology notions of torsion, inversion, loop, and fold. These topological notions were all the rage in the theoretically loaded context of the sixties and seventies, when Marx was often discussed in conjunction with Freud and Lacan—the French psychoanalyst who became enamored with algebraic topology. Walker also suggests that Uno’s use of muri may be borrowed from the concept of “irrational number” (murisū), although the evidence he gives to back his claim is rather moot. The mathematical formulae he introduces in his text—variations on the M—C—M’ equation in Marx’s Capital—, are at the level of a elementary logic and only contribute to his prose’s dryness. On the other hand, Walker is also capable of flights into hyperbole and metaphoric statements. The title of his book illustrates his use of colorful rhetorics and literary excess. Why is capital perverse, and what is sublime about the perversion of capital? As I understand it, capital is perverse in the sense that it thrives on our most basic instincts in a capitalist society: commodity fetishism and the elision the social relations between people as relationships among things, the forgetting of labor’s true contribution to value and profit, alienation from one’s true self and other workers through the act of production. The sublime is the notion of absolute greatness not inhibited with ideas of limitations: this is the feeling that grips the true believer upon the revelation of absolute truth and true science that Marx’s doctrine was supposed to incarnate.

Gavin Walker’s text is even more obscure when he discusses Japanese Marxism in conjunction with contemporary authors: French philosophers, Italian social critics, or modern Japanese thinkers reclaiming Marx’s heritage. The result is a riddle wrapped in a mystery inside an enigma. As if reading a commentary of Japanese scholars commenting on Marx wasn’t hard enough, Walker double-downs the challenge by  bringing in other hard-to-read authors and by offering his own commentary of Marx’s original concepts such as primitive accumulation or the origin of labor power. Chapter 3 in the book moves from Carl Schmitt to Sandro Mezzadra and to Karatani Kōjin but loses sight of the author’s original intention to address “Marxist theory and the politics of history in modern Japan.” I understand his argument: he doesn’t want to be categorized in the “Japan slot” with other area study specialists, and he prefers to associate himself with high theory and Marxian scholarship. He sees a division of labor at work between his own production and the books of intellectual history that have mapped Marxism’s development in prewar Japan. I myself am not adverse to philosophical arguments and French Theory: I don’t mind introducing a few codes of Foucault, a dual use of quandary from Deleuze and Guattari, or a dash of devilish derring-do from Derrida. But I am also genuinely interested in Japan’s intellectual history and would have liked to read more about the Japanese context and less about Gavin Walker’s own thoughts on Marxist theory.

The Japanese management system

The transition from feudalism to capitalism was a debate that dominated scholarly discussions in Japan for decades. This debate, interesting in its own right for the logical arguments and rhetorical skills that it mobilized, has long passed its expiry date. It never affected Marxist theory—what the author labels “world Marxism”—in a significant way, and attempts to revive it in the twenty-first century are faced with the same conundrums that Derrida experienced when he confronted himself with the specters of Marx. Trying to rekindle the flame by rehashing the old theories of a Marxist scholar unknown beyond Japan’s borders seems to me like the epitome of a lost cause. Historically, the debate on Japanese capitalism was soon replaced by the discussion on Japanese management—some scholars, Japanese or Western, adapted to the changing times and made the transition between the two. I see some parallels between the two lines of enquiry. First, Japanese management scholars were also concerned with the nature of capitalism in Japan and the way it differed from the Western version. They insisted on labor relations and workplace arrangements: lifetime employment (shūshin koyō), the seniority-wage system (nenkō joretsu), and the enterprise union (kigyōbetsu kumiai) formed the “three sacred regalia” (sanshu no jingi) of the Japanese employment system—to be sure, the crown has now lost its jewels. Like the Marxist mantras of Yamada and Uno, strings of Japanese characters were attached in long formulations and found their ways in Western texts, or were lost in translation. Management specialists pondered endlessly about the everyday notions of genba (workplace), kanban (signboard) or kaizen (improvement) that sound commonsensical to anyone familiar with Japan. We even hear echoes of the disputes between the Rōnō and the Kōza factions in the opposition between proponents of Japan’s distinctiveness and those who favored neoliberal solutions—the latter won the day.

Let’s Talk About Sex

A review of Media, Erotics, and Transnational Asia, edited by Purnima Mankekar and Louisa Schein, Duke University Press, 2013.

Transnational asiaThis is not a book about Asian sex videos. Indeed, reading Media, Erotics, and Transnational Asia should lead the reader to question why the category “Asian sex video” exists in the first place, why Asian bodies are disproportionately represented in Internet porn, and how we should react to such unregulated flow of images. In fact, none of the entries in this book deals with explicitly erotic content or with pornography, and the only chapter that concerns the Internet as a medium, a study of online discussions about correspondence marriage between the US and the Philippines, insists on rejecting facile analogies with the sex trade or with mail-to-order catalogues. For scholars and for feminists—and most authors in this volume are women—, the erotic has to be distinguished from the sexual. And writing about eroticism should in no way lead to stoke the base instincts of the reader. The erotic extends beyond sex acts or desires for sex acts to become “enmeshed in, for instance, yearnings for upward mobility, longings for ‘the homeland,’ formulations of nationhood and citizenship, and ruptures of ethnic and racial identity.” Desires for sexual encounters intertwine with those for commodities and lifestyles. Such a paneroticism may break gender, class, ethnicity, or age boundaries. Synonymous with desire, it may be at odd with an Orientalist vision of Asia as feminized and the West as setting the standard for homo- and heteronormativity. For instance, “what constitutes ‘lesbian’ desire may look both and function differently than it does within Euro-American social and historical formations, and draw from alternative modes of masculinity and feminity.”

Editing a volume for Duke University Press

The book is an edited volume composed of ten chapters and a dense introduction in which the two editors explain what they mean by “media,” “erotics,” “transnational,” and “Asia.” It is difficult to strike the right balance in the introductory chapter of a collection of scholarly essays written by different authors. One the one hand, the editors want to add value to the book chapters by giving coherence and theoretical depth to the assembled pieces. On the other hand, they need to reflect the diversity of the contributions and leave open their conceptual relevance for theory-building. The introduction is often the book’s signature, its most ambitious part and the text for which it will be remembered. The risk is to promise more than the book chapters can deliver by engaging in intellectual virtuosity, or to remain at the plane of immanence and offer a paraphrase of the book’s content. Mankekar and Schein lean on the theoretical side. Their introduction is thick, sometimes obscure, and heavily referenced. Their ambition is to “construct a transnational analytics” to account for the mediation of erotics in Asia and beyond. They position the book for a broad audience spanning several subdisciplines—Asian studies, media studies, gender studies, and sexuality studies, as well as anthropology and critical theory. And yet they address scholars, and it is as scholarship that they want their contribution to be noticed and remembered. My reading as a non-scholar may therefore miss the mark or misinterpret the intent of the authors. But this is a risk I am willing to take.

One way of studying erotics through transnational media in Asia is to read texts, watch pictures or videos, listen to recordings or radio shows, and then to write about their form and content using the tools and methods of literary criticism and media analysis. This is not how the authors in this volume proceed. For them, desire and erotics can only be revealed through participation in mediated worlds, in a combination of textual analysis and ethnographic research. Erotics is what people make of it: a medium or a text can only be deemed erotic if the viewers invest it with fantasies and emotional longings. Eroticism is in the eye of the beholder: we should “suspend any bounded or determinate option of what comprises erotic texts.” The preferred method of studying erotics is through ethnography and participant observation, or face-to-face interviewing. But the ethnographer cannot only approach his or her informants and say: “Let’s talk about sex.” As Purnima Mankekar notes: “I deemed it neither ethical nor culturally appropriate to interrogate my lower-middle-class and working-class informants about their attitudes toward sex or, worse, their sexual practices.” She doesn’t explain why she considered sex talk inappropriate or unethical, but her reticence probably has something to do with academic norms of proper behavior as much as with cultural sensitivities in a lower-middle-class Indian context. In any case, some of the contributors to this volume do talk to informants about media and sex, as in Friedman’s analysis of the film Twin Bracelets and its reception among interpretive communities in the United States, Taiwan, and China, or in Manalasan’s discussion of the reception of the movie Miguel/Michelle among queer Filipino audiences in Manila and in New York. In other situations, the ethnographer had to listen to her informants’ “silences, hesitations, and discursive detours” and “go beyond the verbal, the discursive, and the visible.”

Getting a book published

When writing a text and seeking publication, the scholar has to choose between three options: the self-standing book or monograph, the journal article, or the chapter in an edited volume. Getting a book published by an university press is the most difficult option: academic publishing houses are fortresses guarded by stern gatekeepers, and getting access involves a long process of book project’s proposal, manuscript editing, and peer review. The publication of a first book, commonly one that is drawn from a dissertation, is a critical event in the career of a scholar, and the book will usually remain the author’s signature to the wider academic community for the rest of his life. Publishing a journal article is more standard: for a scholar, a good publication record is a sine qua non, and life on the academic front is ruled by the discipline of publish or perish. Getting published depends on the prestige and disciplinary slot of the academic journal and necessitates a capacity to adjust to scholarly criteria of presentation without necessarily requiring literary talent. The book chapter is the most flexible contribution: contributing authors are usually invited by the editors to write a chapter for the book, based on presentations they made at conferences or in a rewriting of previously published research material. The editors will be reviewing and accepting the chapters and also be suggesting the authors if any revisions are needed. Though they are supported by their publishers, editors remain of sole responsibility when it comes to the content integrity of their book. Again, the importance of writing an excellent introductory chapter cannot be overstated. The introduction should serve as a “lure” that attracts the reader, allows the reader to comprehend the book’s intent, and encourages the reader to continue reading.  In terms of bookshelf longevity, the full-fledged book comes first, then the edited volume and, last, the scholarly article.

Most contributors to Media, Erotics, and Transnational Asia have published a book, sometimes two or even three, with Duke University Press. Having read and reviewed some of these books on this blog, I will draw a comparison between the full-length books they have published and the chapters in this volume. My favorite author in the sample is Everett Yuehong Zhang, author of The Impotence Epidemic, a study of changing attitudes about sexuality in an increasingly globalized China. The chapter he offers here could have been included in his previous book and centers on the host and participants of a radio talk show addressing sexuality from a clinical perspective. It is only loosely connected to the twin themes of media and erotics that define the edited volume: radio broadcasting is not the medium we first think about when studying transnational media, and there is nothing erotic in talking about premature ejaculation, masturbation, or erectile failure with a medical doctor—even though desires to be normal, to enjoy a fulfilling sexual life, and to have fun talking about personal matters after decades of Maoist silence are also addressed. Dr. Ma, the talk show host, treats both male and female sexual issues and is very open about discussing sexual desire and pleasure in public. His co-host, Ms. Sun, recalls how uncomfortable she was at first using the technical term for masturbation, shouyin, with two characters meaning “hand lust,” and how talking about masturbation became easier in the 1990s with the adoption of a new word, ziwei, meaning “self-consolation.” This change of words signals a transition from the desire to be moral to the desire to be normal, and from a moral economy of seminal essence and revolutionary ardor to the realm of medical normality and individual gratification.

From the book to the article

Whispering Tonight, the call-in radio show and its case study by Everett Zhang, is a microcosm of all the issues raised by The Impotence Epidemic. One the one hand, it contextualizes sexuality within the social changes brought by recent economic reform and through the production of various desires in post-Maoist China. It relocates the body from the periphery where it was confined under Maoism toward the center of public attention, private concerns, and emotional investments. It provides a thick description of call-in patients’ complaints and doctor’s comments, based on extensive fieldwork and ethnographic documentation. On the other hand, and perhaps more explicitly than in the book, this volume’s chapter is a piece of applied theory. It draws on a rich array of concepts borrowed from French theory, and especially Deleuze and Guattari’s conceptualization of flows and affects. Deleuzian notions are sometimes hard to grasp and may provide more obscurity than light, but Zhang uses them in a simple and straightforward way, giving added depth and relevance to his text. The second piece of medical anthropology in this volume, a chapter by Judith Farquhar on “Self-Health Information in Beijing in the 1990s,” also echoes a book by the same author (Appetites: Food and Sex in Post-Socialist China), but is written in a more personal and reflexive way. Farquhar starts by describing her encounter with two men poring over an illustrated sexual disease textbook in a bookstore, and wonders what meaning this experience had for them—seeking sexual satisfaction or documenting a medical condition—and for the anthropologist, who didn’t dare interrupt and ask. She then examines a number of methodological problems that plague efforts to understand the popular and the everyday in any scholarly project. Self-health manuals, pop psychology books, and other mass-consumption publications can be used as an archive of everyday living in post-socialist China, but do not reveal how this information is read and assimilated by readers.

In addition to the introduction, Purnima Mankekar provided a chapter in this volume that is based on the research she presented in her two books published by Duke University Press, Screening Culture, Viewing Politics and Unsettling India. I usually prefer to read full-length books in anthropology than journal articles or edited volumes. My feeling is that the author needs space in order to set the scene, present the characters, and flesh out his or her argument, and that a single book chapter or article usually falls short on these three counts. But Mankekar’s chapter in this book, “Dangerous Desires,” nicely complements the two books she wrote based on the same ethnographic material: the reception of TV programs, and in particular state-sponsored television serials, viewed by upwardly-mobile, yet lower-to-middle class urban women in New Delhi. Her objective in this chapter is to examine the place of erotics in the reconfiguration of gender, family, class, caste, and nation, through the eroticization of commodity desire in TV commercials and the proliferation of sexual content in programs broadcast by transnational satellite networks. As noted above, she couldn’t just go out and ask her informants to have a “sex talk” on what they were viewing; she had to learn to watch alongside them and over their shoulders, interpreting bodily cues and discursive detours that saturated their conversations. For instance, many women she spoke with expressed their erotic longing via their yearning for certain commodities. On other occasions, her informants expressed their attitudes, feelings, and, very occasionally, their experiences of sex and erotics while discussing television programs. Desire for commodities and sexual longings were very often perceived as threats to proper gender behavior, to social status, and to the Indian nation as a whole. But Doordarshan state-run television no longer has a monopoly of public broadcasting, and the proliferation of satellite channels is having an impact on perceptions and values.

Telling better stories

Anne Allison, who provides the last chapter in this volume, teaches cultural anthropology at Duke University and has published several books on Japan. She wrote the book Nightwork on hostess clubs and Japanese corporate culture after having worked at a hostess club in Tokyo, and she has also researched erotic comic books and mother-son incest stories. The novel she reviews in her essay, Memoirs of a Geisha, doesn’t belong to the erotica literature: it is a fictional memoir of a Japanese geisha, penned by an American man and made into a movie by Steven Spielberg with Chinese actress Zhang Ziyi. Others would call it a story of cultural appropriation or a bad case of Orientalism; but Allison chose to focus on the reaction of (mostly female) American readers who, in the interviews she had with them and in the comments they wrote on Amazon, felt titillated by the fiction and enthralled by its exoticism. She reads erotic desire through the lens of the allure of fantasies generated by being transported to another place and time. In this case, desire is thoroughly political, but it doesn’t involve the masculine fantasies of empire and domination that Edward Said saw as the hallmark of Orientalist thinking. Exotica functions as erotica in the blurring of historical fiction and personal memoir, the minute description of sexual rituals such as the mizuage (by which a young geisha sells her virginity), and the allure of soft kimono fabric and intricate tea ceremony. “When readers described their experience of Memoirs to me,” writes Allison, “it was often in language befitting a love affair. They would smile and get excited, talk quickly and move their bodies. Passion, bordering on arousal, was palpable.” This, concludes Allison, raises a challenge for the anthropologist: “How to tell better stories that are imaginative and compelling, without falling into the trap of exoticizing or essentializing?”

The Thin-Fat Indian

A review of Metabolic Living: Food, Fat, and the Absorption of Illness in India, Harris Solomon, Duke University Press, 2016. 

Metabloic LivingProselitizing vegetarians and people who advocate a healthier diet often point to the case of India as proof that millions of people, if not a whole nation, can live on a regimen without meat. Similarly, climate advocates calculate the carbon balance of raising cattle and conclude humanity will have to cut the beef from the menu list. As is well known, Hindu communities consider beef taboo, and several sects, like Vaisnavism or Jainism, follow a strict form of vegetarianism. Fasting is a practice common to Hindus and Muslims, and traditional Indian medicine or Ayurveda emphasizes the importance of a healthy and balanced diet. Despite continued history of malnutrition, Indian is often seen as synonymous with holistic health, slim bodies, and yoga exercise. According to common conceptions, India is predominantly a vegetarian nation and the traditional diet, based on legumes, beans, grains, fruits and vegetables can provide human bodies with ample amounts of fiber, fat, carbohydrates, proteins, vitamins and minerals. But is the Indian diet really that healthy as compared to the Western one? In fact, the image of the slim and fit Indian body is based on three myths. The biggest myth, of course, is that India is a largely vegetarian country. Actually, the majority of Indians consume some form of meat, mainly chicken and mutton, but also, in many cases, beef. Even Hindus, who make up 80 percent of the Indian population, are major meat-eaters, and beef is consumed by the lower castes or Dalits as well as by non-Hindus. The second myth is that there is such a thing as Indian cuisine, with identified recipes and specialties such as curry, naan, and chutney. In reality, India is a highly diverse society with food habits and cuisines changing every kilometer and within social groups. It makes no sense to speak of an Indian diet as a unified, constant, and bounded set of dishes and recipes. 

A land of obesity

The third myth is the one of the thin, fasting, and at times hungry Indian body. India, notorious for malnutrition, has now become a land of obesity. As Harris Solomon demonstrates in this book, Indians suffer from a bad case of metabolic living: a combination of diabetes, high blood pressure (hypertension), coronary disease, and overweight. In aggregate figures, India is the “global hub” of obesity and diabetes, with the highest number of diabetics globally and morbid obesity affecting 5 percent of the country’s population. These sources of morbidity are often linked to globalization, the diffusion of Western dietary habits, and urban lifestyles. Snack indulgence, lack of physical exercise, overconsumption, unbalanced diets, and the spread of fast food restaurants, are seen as explanatory factors. So is the local notion of tenshun, or stress at work and at home, which is seen as a symptom, cause, and effect of high blood pressure and diabetes. “Globesity” is supposed to accompany the expansion of the urban middle class and to flow from the West to the East. But despite common perceptions, obesity is not a disease of the rich or of the middle class while lower classes suffer from undernutrition and hunger. Metabolic illness affects rich and poor alike, while diabetes spreads across social groups and regions. According to Solomon, “the cultural figures of the middle-class housewife binging on barfi and the malnourished child must be understood in a reticular perspective.” His ethnographic  study provides such a perspective by focusing on three domains: everyday relations to food and health in a lower-middle-class neighborhood in Mumbai; observation of patient-doctor relations in two clinics specializing in metabolic disorders; and the commercialization of food by street vendors, food processing companies, and regulating agencies. 

In 2008, newspapers reported that millions of Indians suddenly became overweight. One article suggested that overnight, 70 million more people became “officially” obese. The reason for this sudden strike of obesity lies in a biomedical concept known as the body-mass-index, or BMI. BMI can be calculated simply by dividing a person’s weight in kilograms by their height in metres squared, or kg/m2. A BMI of 25.0 or more is overweight, while the healthy range is 18.5 to 24.9. But in 2008, the body mass index for Indians changed. The new threshold diagnosing overweight status was now set at a BMI of 23. What is overweight for Caucasians now became obese for Indians. In what was called the “thin-fat Indian” paradox, it was shown that thin bodies can be metabolically similar to fat bodies: thin in appearance but metabolically obese according to impaired insulin sensitivity and blood lipid concentration. As a result, Indians are developing metabolic diseases at a lower BMI than Caucasians. Also South Asians tend to accumulate abdominal fat, or “fat tummies,” and this leads to higher metabolic risk than otherwise. The origin of the thin-fat Indian paradox is sometimes linked to the “thrifty gene hypothesis”: a long history of malnutrition has caused people to accumulate fat during periods of food abundance in order to provide for periods of food shortage. It has also been shown that being born from a malnourished mother and suffering from hunger in early childhood strongly predicts metabolic disease in later life. As a result of this focus on body shape and mass index, to lose belly fat has become a national obsession. Scales proposing to measure passengers’ weight are ubiquitous in Mumbai’s local train stations, and for a one-rupee charge people can also obtain their BMI printed on a slip of paper.

Street food and processed food

But the lure of abundant and fatty food sometimes proves stronger than incentives to lose weight. In the community that Harris Solomon was researching, the temptation to indulge in excess eating had a particular name: vada pav, a deep-fried, battered potato ball sandwich sold on street stalls and catering to a clientele of children and adults gorging on snacks. Mumbai’s politicians extoll the vada pav as the city’s culinary treasure, providing jobs to street food vendors and contributing to a robust diet through vitamins and carbohydrates. The Shiv Sena, a regional political movement that promotes the rights of Hindu people born in the state of Maharashtra, has made the vada pav an integral part of its political platform, organizing street food festivals and proposing a standardized recipe bearing its name, the Shiv vada pav. Street carts are adorned with the logo of the party, a roaring tiger, and vendors are organized in clientele networks that control the streets. But the fact is that vada pav is high in calories, fat, and sugar and contributes to obesity. Not eating nutritious meals at the right time and eating unhealthy snacks between meals are recipes for poor health. Mumbai kids’ bad snack habits should be combatted through nutritional education in school and at home as well as public regulations. In the controversies over the vada pav, Solomon sees a mix of street politics and what he labels gastropolitics, where food is the medium, and sometimes the message, of conflict. Food is inextricably linked to politics, and cultural conflicts over foodstuff or culinary practices remind us that what we eat is constitutive of what we are.

Recently, vada pav street vendors have been facing a new form of competition: franchise restaurants modelled on McDonald’s or other fast food chains and offering a sanitized version of vada pav. In their motto, they promise to “give the street taste, without the danger.” In India, food safety is a real concern and the confidence of the public has been shaken by a series of cases of food poisoning or food adulteration. Milk has been found to be laced with soapy water, chalk, paint or talc to make it whiter; bananas and mangoes are treated with added chemicals to speed their ripeness; watermelons are injected with dirty sugar water to make them sweeter; and fraudsters add toilet tissue into the milk to thicken lassi drinks. By contrast, franchise outlets and food processing companies are advertising their products as safe and healthy. The added micronutrients or vitamins that brands advertise in their products are very attractive to working mothers who do not have time to make traditional snacks. Straddling the boundary between food and drugs, some even claim to address weight gain, cholesterol levels, and blood sugars. Critics argue that processed food is bad for the body and that food companies are fueling the obesity epidemic. To make products WTO-compliant, the law mandates that all food additives as well as nutrition information should be listed clearly on food packages. When the author interviewed executives of a snack company called Enjoy Foods, they expressed frustration at the labeling requirements mirroring those of the US Food and Drug Administration: “It’s so ridiculous. The US is full of obesity, but not here.” He also participated in a market research focus groups where housewives explained their frustration at being under constant scrutiny by their stepmother: “My dignity is at stake in my cooking. I can’t afford to make mistakes.”

Treating metabolic syndrome

From diets to homeopathy to Ayurvedic remedies, different methods have been proposed to alleviate metabolic disorder. Nutritional therapy usually comes first: patients are encouraged by their dietitian to recall everything they ate from morning to night, and to adopt a more balanced regimen. But in case diet and exercise prove ineffective, doctors may resort to a last-resort intervention: gastric bypass surgery, a surgical operation that changes the way the stomach and small intestine handle the food that goes through them. The procedure aims to make post surgical patients less hungry, to have more balanced digestive hormonal regulation, to experience normalized insulin responses, and to lose weight rapidly. The results are impressive: massive weight loss comes along with the alleviation of diabetes symptoms and reduced exposure to other metabolic risks. Advertised through before/after photos of obese patients turned slim, the operation also has its risks: complications and enduring effects exist, and the medicines the patient must take following the surgery are extensive. The main lesson of metabolic surgery is that losing weight does not necessarily depend on central control and forceful will: obesity is a disease that affects people regardless of their willpower or lifestyle choices. Paradoxically, by bypassing free will and self-discipline, surgery puts the individual back in control: to lose weight is to gain life, and people describe exceptional changes in their quality of life. The French philosopher Georges Canguilhem describes the transition from illness to health as “a shift in arrangements”: it may take the form of a different alignment between the gut and the brain, but it also involves a rearrangement of the relations between an individual body and its constitutive outside, from foods to physical stimuli and moral feelings.

Metabolic Living is published by Duke University Press in a series titled “Critical Global Health: Evidence, Efficacy, Ethnography.” Harris Solomon’s perspective is based not on biomedicine but on anthropology. Despite the rise of a field known as medical anthropology, the two disciplines differ in terms of research methodology, conceptual frameworks, and political implications. The anthropologist gathers empirical evidence through fieldwork and participant observation, not through questionnaires or field trials. The goal is to make a thick description of social patterns and to interpret cultures by proposing experience-near concepts, thereby providing an alternative framework to ever-more dominant quantitative-based approaches to global health science and policy. The anthropologist doesn’t build models or test hypotheses, but proposes a narrative that hinges on literary skills and personal experience. Metabolic Living exemplifies this approach. While it is in line with some concerns in global health, such as the shift from infectious to chronic diseases as the primary cause of morbidity, this ethnography brings the global to the local by describing medical conditions at the level of a given community. The Bandra coastal suburb in Mumbai, where the author settled for his fieldwork, is home to a Catholic community whose history goes back to the sixteenth century. His sites of observation includes households that the author visited with the help of a social worker; local churches and their attending priests; a public hospital and a private clinic; and more multisided spaces occupied by food companies, government regulators, and public health conferences. Participant observation as opposed to clinical observation also relies on chance encounters, happenstance, and serendipity. The concepts and guidelines that frame the analysis are designed along the way.

The metabolic city

In his introduction, Harris Solomon contends that “people are their metabolism, as opposed to having metabolisms.” To have metabolism is defined by a series of numbers and measurements: the body-mass-index, but also unhealthy levels of cholesterol, lipids, blood sugar, calories, etc. These numbers, in turn, determine the degree of exposure to life risks such as diabetes or cardiovascular disease. By contrast, the metabolic person, or living the metabolic life, can be understood in terms of porosity to the world and absorptive capacity. “How do we turn the environment into ourselves? What counts as food and when does it mean life? Who decides what enters the body, and what does it take to be fed by another?” are some of the research questions that motivate the author’s quest. Metabolic diseases are symptoms of porosity between bodies and elements such as food, fat, and pollutants. The permeability of organisms and their consequent capacity to change is what allows the author to make sense of metabolic living. The shifting boundaries of inside and outside, between the body and its environment, provide an alternative framework to the biomedical vision based on strict separations and thresholds. As Solomon claims, “A study of metabolic illness grounded in absorption, in contrast to one that assumes overconsumption as its starting point, can offer a thicker account of how people live through this phenomenon.” In the end, the notions of absorption and porosity extend from the organism and the body to the home and to the city as a whole. The challenges of the city are ever present and they permeate people’s lives in their most intimate, leaving them with no choice but to absorb their condition. A city that is too stressful and polluted for healthy life and where everyone is dieting to lose weight is a metabolic city. Unlike individuals, who can restore health and cure metabolism through exercise, dieting, or medical treatment, there is no prescription for this urban predicament.

The Undercover Anthropologist

A review of Cold War Anthropology: The CIA, the Pentagon, and the Growth of Dual Use Anthropology, David H. Price, Duke University Press, 2016.

Cold War AnthropologyAgency is a key concept in anthropology and the social sciences, meaning the capacity of a person or a group to act on its own behalf. The agency that David Price has in mind in this book has a completely different meaning. It designates the Central Intelligence Agency, and it reveals the links during the Cold War between the anthropologist profession and the national intelligence and defense apparatus of the United States. Cold War Anthropology makes use of the concept of dual use: “dual use science” refers to the military applications of basic science research, while “dual use technologies” are normally used for civilian purposes but may help build weapons and military systems. Similarly, anthropology is a civilian pursuit that purports to increase our knowledge of foreign cultures and societies, but it can be used for defense and security purposes: Know thy enemy has been a basic recommendation since mankind engaged in warfare and diplomacy. Intelligence, the gathering of information on foreign powers, makes use of various academic disciplines; it is only natural that anthropology, which developed alongside colonialism and followed the ebbs and flows of imperial powers, also lent itself to militarist uses. And nowhere was the demand for such knowledge higher than in the United States during the Cold War, which saw the dominant world power engage in the gathering and analysis of information in all corners of the world.

The Agency’s agency

Dual use anthropology was an offspring of World War II. During the war, cultural anthropologists worked as spies, educators, cultural liaison officers, language and culture instructors, and strategic analysts. In a previous book, Anthropological Intelligence, David Price documented American anthropologists’ contribution to the conduct of the war and the consequences their collaboration in war projects had over the course of the discipline. Cold War Anthropology picks up the ball where the previous book left off. Former members of OSS service who returned to university positions after the war kept their connections with the intelligence apparatus and helped the CIA and other agencies recruit new hires and gather information. By the mid-1970s, it was estimated that as many as five thousand academics were cooperating with the CIA on at least a part-time basis. But anthropologists taking part in the counterinsurgency operations of the Cold War didn’t have the excuse of protecting freedom and democracy at home and abroad. Cold War insurgencies were America’s dirty wars and anthropologists, like the quiet American in Graham Greene’s novel, became complicit in illegal activities ranging from kidnapping, murder, covert arm dealing, and coup d’état to the widespread infiltration of domestic academic institutions. Most of them were “reluctant imperialists” who believed they engaged in apolitical or politically neutral work, while some, including Clyde Kluckhohn and Clifford Geertz, developed “dual personalities” that allowed them to work on projects with direct or indirect connections to the CIA or the Pentagon while omitting such links from the narratives of their research.

David Price draws a typology of the relationships between anthropologists and the intelligence apparatus as a two-by-two matrix: relations could be witting-direct, witting-indirect, unwitting-direct, and unwitting-indirect. The first case represents the anthropologist-as-spy or as operative working for the US government. In a few instances, cultural anthropologists and archaeologists used fieldwork as a cover for espionage. Through access to declassified archives, the author was able to document a few cases of undercover agents who used their participation in research missions in Afghanistan, in Iran or in other hot spots to gather intelligence, provide support for special operations, and recruit informants. Not all anthropologists worked undercover, however. During the period, advertisements for military, intelligence, or State Department positions routinely appeared in the News Bulletin of the AAA, the discipline association’s newsletter. Some anthropologists moved between the government and the academy: Edward T. Hall, the founder of cross-cultural studies, taught cultural sensitivity training courses at the State Department’s Foreign Service Institute, while John Embree, the author of the first monograph on a Japanese village, became the first cultural relations adviser at the US Embassy in Bangkok in 1947 (they both objected to the use of academic research by the CIA.) Other anthropologists held CIA desks or maintained close contacts with the agency for recruitment, contract work, and data gathering. More generally, many anthropologists accepted as a matter of routine to debrief at Langley or within the precinct of the US Embassy when returning from fieldwork in sensitive areas.

Witting-indirect or unwitting-direct collaborations

The second model of anthropology-intelligence collaboration, implemented in full knowledge of it but in an indirect manner, refers to the way research was funded in the Cold War era. Rockefeller, Carnegie, Ford, and other private foundations shaped the funding of anthropological research during the Cold War. These wealthy private institutions were often directed by elite men rotating in and out of federal agencies with national security interests. They channeled the funds and designed research projects in ways that coalesced with CIA’s needs and foreign policy imperatives. This increasing availability of foundation funding was welcomed by anthropologists, who seldom considered what obligations might accompany such gifts or how the gifts might shape avenues of inquiry or analysis. Anthropologists working on research projects funded by private foundations deliberately or sometimes half-wittingly ignored the political contexts in which the projects were embedded. Clifford Geertz, who participated in the Modjokuto Project in Indonesia, turned a blind eye to the political forces that framed his first fieldwork opportunity. In later analyses, the development of area studies in American and Western Europe universities was connected to the Cold War agendas of the CIA, the FBI, and other intelligence and military agencies. Critics alleged that participating in such programs was tantamount to serving as an agent of the state. While cases of collaboration between academia and the intelligence apparatus must be assessed carefully, it is true that some research questions were prioritized and other were neglected, while geographic priorities aligned with geopolitical interests.

The third form of linkage between academic research and foreign policy-making occurred unbeknownst to the anthropologists but with direct interventions from intelligence agencies. In addition to reputable private foundations, the CIA used “paper foundations” or “pass-through” conduits to channel funds toward research without leaving footprints. The recipient individual or academic institution that received CIA funding from either a front or a conduit was generally not aware of the origin of the research grant. The funding of particular projects shaped disciplinary research agendas. The CIA also used fronts to secretly finance the publication of books and articles propagating its views, or supported journals that took a critical stance on communism and left-wing politics, such as Jiyū in Japan, Encounters in Great Britain, or Preuves in France. Some of the books were donated by US Embassies abroad or, in some cases, sold through local retailers. When these CIA-funded foundations were exposed by investigative journalists in the late 1960s, the reaction was surprisingly moot. Art Buchwald jokingly remarked the reason why the National Student Association received a CIA grant was because the organization was confused with the NSA. The Asia Foundation acknowledged CIA funding while claiming that this didn’t in any way affect the content of its policies and programs. With much soul-searching and political bickering, the American Anthropological Association adopted a code of ethics stating that “constraint, deception, and secrecy have no place in science.” Radical young scholars dubbed it too little too late, and formed a new caucus named Anthropologists for Radical Political Action, or ARPA, to push for further reforms.

Dual use anthropology

The fourth cell in the quadrant refers to unwitting and indirect forms of collaboration between anthropologists and spy agencies. The CIA’s method of harnessing the field research of others was not always manipulative. Ethnographic knowledge was in high demand by military and intelligence agencies during the Cold War, and many operatives learned their cues by perusing through the works of anthropologists. Participant observation’s approach to cultural understanding gave anthropologists the sort of cultural knowledge that made the discipline attractive to government officials willing to probe the hearts and minds of those living in lands of geopolitical interest. Anthropological field research sometimes facilitated intelligence operations by nonanthropologists through knowledge of the human terrain, understanding of social dynamics, and manipulation of power struggles. In other cases, it was used in human resource training programs to prepare for a foreign posting or develop culturally sensitive lenses of analysis. While much of the research funded in the postwar 1940s and throughout the 1950s aligned well with the needs and ideologies of the American Cold War state, in the 1960s and 1970s radical voices used these same funds to generate their own critiques. But postmodern anthropology was less relevant for practical concerns and fell out of favor with literate diplomats, military officers, and spies. Militarized uses of anthropology continued through other channels, such as the rise of private consultancies or the deployment of social scientists in combat teams.

According to David Price, the deleterious effects of dual-use anthropology were manyfold. False accusations of spying could put the fieldwork anthropologist in danger, expose his or her informants to various threats, and lead to expulsion or denial of access to the field. It was common for American anthropologists during the Cold War to be falsely suspected of spying. As mentioned, it was also routine for anthropologists returning from fieldwork to receive requests for debriefing in US Embassies or back home. Through witting or unwitting collaboration, direct or indirect solicitations, and dual-use research, the CIA’s ethical misconduct hinged on lying to the scholars about the origin of the grant money they received, the end use of their research results, and the choice of research priorities. Particularly in the context of the Vietnam war, anthropological research sustained counterinsurgency operations, the mobilization of highland tribes in armed conflicts, population regroupment in strategic hamlets and, arguably, the design of interrogation methods. David Price documents several cases of military applications of ethnographic research in South-East Asia, as well as the strong reaction of the profession to ban any form of collaboration with the military-intelligence apparatus. But he believes that many of the fundamental issues raised during this period remains unresolved. On the contrary, the conjugation of limited employment possibilities, growing student loan debt, and campus austerity programs are opening new inroads for the extension of military and intelligence forays in anthropological circles.

No Such Agency

Cold War Anthropology claims to break new ground in exposing the links between the anthropology profession and the national security apparatus. Although the author had to rely on the Freedom of Information Act to obtain declassified documentation, he doesn’t reveal state secrets or expose skeletons in the profession’s closet: for the most part, these links were hidden in plain sight. The collaboration between anthropologists and the intelligence service was an open secret. It is not obvious that the gains obtained by the intelligence community were worth compromising the integrity of scholars: the information that the CIA obtained from the AAA or the Asia Foundation, such as the detailed roster of American anthropologists or the names of Asian area specialists, would today be gathered in a few seconds through an Internet search. Similarly, the patient gathering of photographs indexed and catalogued to yield intelligence information would pale in comparison with modern satellite imagery or the harvesting of social media content. David Price’s aversion toward the CIA and the FBI also extends to the military and to the diplomatic service: he includes the State Department and USAID in the circle of Cold War institutions, and doesn’t clearly discriminate between covert operations and legitimate governmental activities. Similarly, he conflates anthropology and archeology, and bundles all fieldwork-based social sciences in one fell swoop. Meanwhile, the NSA gets no mention at all, except when it gets confused with the National Student Association—confirming the legend that the NSA was so secret its acronym stood for “No Such Agency.”

Trinidad’s Carbon Footprint

A review of Energy without Conscience. Oil, Climate Change, and Complicity, David McDermott Hughes, Duke University Press, 2017.

Energy without conscienceAs a small state composed of two islands off the coast of Venezuela, Trinidad and Tobago is heavily exposed to the risk of climate change. It is vulnerable to the rise in sea levels, increased flooding, extreme weather events, hillside erosion and the loss of coastal habitats, all of which are manifestations of the continued progression of climate change. Rising sea levels and temperatures will also impact its economy, vegetation and fauna, health, and living conditions, to the point of making current livelihoods wiped out. But there is another side to the story of climate change in this small island state. Trinidad and Tobago ranks fourth globally in per capita emissions of carbon dioxide. Each of the 1.2 million inhabitants of the two islands emitted, on average, 31.3 tons of CO2 in 2017, six times the world average. Unbeknownst to the public, who tends to associate this island paradise with beach resorts, rum-based concoctions, and calypso music, Trinidad and Tobago is an oil state, a hydrocarbon economy. In the early 1990s, its hydrocarbon sector moved from an oil-dominant to a mostly natural gas-based sector, and from land-based sites to offshore production. It is now the largest oil and natural gas producer in the Caribbean, the world’s sixth-largest LNG exporter, and the largest LNG exporter to the United States, accounting for nearly 71% of US LNG imports in 2014. If we include the carbon emissions of the oil, gas, and petrol products it sells overseas, Trinidad’s carbon footprint is disproportionately large. When it comes to climate change, Trinidad and Tobago is all at once victim and perpetrator, innocent and guilty, passive object and active subject. How do its inhabitants and its political leaders react to this situation?

Victim and accomplice

The answer is, in short, denial. To the dismal of David M. Hughes, who spent a year around 2010 conducting interviews with petroleum geologists, oil and gas executives, and environmentalists, the majority of his informants simply didn’t seem to care about carbon emissions and their impact on climate. When they did care, as in the wake of hurricanes, droughts and fires that affected the country at that time, it was to posit the island state as a victim of climate change, claiming compensation and redress from richer countries. Victimhood constitutes a “slot” in the sense that anthropologists give to the term when they refer to the “savage slot” or the “tribal slot.” To quote from Hughes, “the victim slot artificially clarifies an inherently murky moral situation. It whitewashes – as innocent – societies, firms and industrial sectors otherwise clearly complicit with carbon emissions and climate change.” History predisposed Trinidadians to that role: as victims of colonialism, of the slave trade, and of the plantation economy, Trinidad’s inhabitants naturally associate themselves with other island populations that have been victimized by the history of imperialism and the modern contempt for small states. Diplomats used this chord to initiate an alliance of like-minded states in climate negotiations, eventually giving birth to the concept of SIDS or Small Island Developing States. The irony is that Trinidad and Tobago is neither a “developing state”—according to the World Bank, it falls into the “high income” category—nor an innocent victim of climate change when it comes to per capita emissions.

Another strategy of denial is to act in bad faith, to take the term popularized by Jean-Paul Sartre. By silence and omission, Trinidad diplomats and policy leaders were able to pair with the vulnerable victims of climate change. When they took the floor in international fora, it was to claim moral superiority and victim status. “We are the conscience of the world when it comes to climate issues,” declared the environment minister on behalf of small island states. Prime Minister Patrick Manning obfuscated critiques when confronted with the high figures of per capita emissions. “The atmosphere does not respond to per capita emissions,” he repeated whenever relevant. “It only responds to absolute emissions.” In absolute terms, “we emit very little,” officials claimed, quoting the figure of 0.1 percent of global carbon emissions per year. They invoked the principle of historical responsibility to shift the blame away from developing nations: rich countries are mostly to blame for past emissions, and they should pay for their accumulated contributions to global warming. Historical responsibility, like per capita emissions, are a bone of contention in climate change negotiations. They raise legitimate questions, but they also conceal as much as they illuminate. According to Hughes, the category of victimhood redeems its sufferers in an almost Christian fashion: “It allows good people to do bad things in the biosphere.” For him, it is more relevant to consider the category of “high emitting individuals” who are present in all countries and who, taken together, number about one billion people and are responsible for the bulk of carbon emissions.

Taking sides

In conducting his research in Trinidad, David M. Hughes was in a peculiar position. Anthropologists are often supposed to take sides: for the tribe they observe against the dominant society that encroaches on their livelihoods, for the colonized against the colonizers, for the local resistance against the global empire. They want to protect the livelihoods of the natives against the onslaught of cultural modernity and social change. Hughes takes the reverse position: for him, the oil and gas industry should go extinct. Exploiting hydrocarbons is both immoral and irresponsible. The core business of any oil company damages the whole world. Oil firms should be consigned to an ash heap, worthy of condescension and worse. When burned in large volumes, hydrocarbons wreak havoc and endanger the planet. In a petrostate, the objectives of sustainability and resilience are turned on their head: the status quo is not an available option. To mitigate climate change, Trinidad and all the petrostates will need to replace the paradigm of hydrocarbons with sustainable forms of energy and economic activity. The idea of peak oil and the depletion of oil reserves makes this energy transition necessary, but we should not simply wait for oil and gas to run out before taking action on the climate. Proven reserves greatly exceed what the atmosphere can safely absorb before 2050. The role of ethnography should be, in this case, to study the enemy and document how they think, act, and feel in order to combat them. Hughes divides the Trinidad population into three groups: the engineers and executives who directly depend on the oil and gas industry; the middle- and upper-class urbanites who depend on the oil infrastructure without giving it a thought; and the poorer part of the population, including the inhabitants of Tobago, who have a minimal footprint in terms of energy consumption and carbon dioxide emission.

And so Hughes became an activist or engaged ethnographer. His political agenda was to challenge people’s complicity with climate change and to raise public concerns about carbon emissions and fossil fuel. He used his contacts in the oil and gas industry to corner people into conversations they did not wish to hold, exposing their omissions and contradictions. Along with other environmental activists, he participated in a round of public consultations on the country’s first policy regarding climate change. He raised the issue of per capita emissions repeatedly and suggested that the policy document include targets for cutting them. He suggested Trinidad identify less with Tuvalu or the Maldives and more with Bahrain, Qatar, and Saudi Arabia. To become a carbon-neutral destination, Trinidad would have to radically change its business model, exiting from the oil and gas industry and developing renewable energies such as solar and wind power. But the energy transition was seen more as a threat than as an opportunity by Trinidad’s industrialists who saw the substitution of oil and gas with wind and solar energy as a form of “aboveground risk” on a par with sabotage or nationalization. The anthropologist-turned-activist did find some environmentally-minded people and joined their fight against a proposed aluminum smelter that would have constituted a threat to the environment and human health. The activists defeated the smelter itself, but they acquiesced to the adjoining power plant, the complex’s only emitter of carbon dioxide. Even the most free-thinking Trinis failed to criticize the principle of burning oil and gas itself.

Oil culture

Trinidad’s society is suffused with oil, and yet hydrocarbons are relatively absent from art and culture. Around 1850, Michel-Jean Cazabon, the first great Trinidadian painter and internationally known artist, made sketches of Pitch Lake with heavy asphalt bubbling on the surface. Trinidad is also the place where the world’s first continually productive oil well was drilled in 1866. In both world wars, Trinidad’s oil propelled British and Allied forces. After independence in 1962, the country developed its gas sector, becoming a major exporter of downstream products such as methanol and plastics. Belying the resource curse that has plagued other countries, oil has given Trinidad and Tobago economic stability and political sovereignty. The island’s two Nobel laureates, V.S. Naipaul and Derek Walcott, do not address the oil industry in their writings—there is a dearth of petro-novels or oil fictions globally—but their characterization of Trinidad as a small and forlorn country did play a role in the cultivation of victimhood that characterizes modern attitudes to climate change. No official in Port of Spain is accepting partial responsibility for climate change. Provocatively, Hughes posits that Trinidad could assume its part of greatness and leadership if it acknowledged its status as one of the world’s largest per capita emitter of greenhouse gases. But he knows this is not going to happen. The country, like the rest of the planet, is stuck with oil and doesn’t want to claim responsibility for the wrongs it produces. The victim paradigm reigns supreme: environmental change is presented as something we all suffer passively, rather than actively influence.

Things weren’t meant to be that way. There were times when energy pricked the conscience of individuals. Hughes describes the successive energy transitions that characterized Trinidad’s history, highlighting the moral choices and the roads not taken. In the 1740s, the Jesuit Joseph Gumilla proposed developing a tropical colony built on abundant sunlight and fertile soil. Josef Chacon, the last governor for Spain before the English took power in 1797, encouraged settlers from neighboring French Caribbean islands, to come and grow sugar cane. Calculating the inputs necessary for agricultural productivity, he factored in slave labor and plantation managers but entirely omitted sunlight or other forms of energy. Plantation slaves were the first fuel, the first transatlantic flow of energy, whose exploitation meant the obliteration of conscience. In the early 1860s, Conrad Stollmeyer, a German immigrant, also proposed an utopian colony, a “paradise without labor” where humans were replaced by machines to be powered by sun, wind, and other tropical forces. But his utopian dreams soon faded and instead the German engineer developed a technology to transform heavy asphalt into kerosene, finding a new way to fuel the economy in addition to somatic power and natural energy. As this short history shows, people have already suggested the abandonment of former sources of energy and the adoption of new ones. What if Trinidad had developed into a natural colony based on abundant sunlight and water, or if mechanized agriculture had substituted to indentured labor and the need to bring in slaves? There were solutions that predated the problems, and we could return to them if only as a form of counterfactual speculation.

Energy without conscience

The title of Hughes’ book echoes Rabelais’ famous quotation: “science without conscience is but ruination of the soul.” According to environment science, energy without conscience leads to the ruin of the planet. But what could energy with conscience be? Hughes suggests that we should apply to energy consumption the same moral lenses that we once applied to slave labor: “oil might become the new slavery.” Burning oil constitutes a form of environmental injustice and human structural violence. It is not fair to say that we are all complicit in this endeavor: some people consume energy less than others, and the blame should be accrued first to persons and corporations responsible for the largest emissions.  But energy with conscience should not be just about putting blame and calling for climate justice. If climate change is to become a moral issue, it has to be framed into imaginaries and narratives as powerful as the ones that maintain the status quo. In his conclusion, Hughes notes that slavery gave a bad name to physical labor or somatic power: “it may be particularly difficult in Trinidad, the United States, and other postemancipation societies to propose muscle as a performer of work.” In public consultations, his proposal to establish bicycle lanes in Port of Spain was met with skepticism. And yet it is a mixture of brains and brawn, of ideas and effort, that may take the islands of this world out of their complicity with oil and climate change.

Shattered Bodies and Broken Minds

A review of After War: The Weight of Life at Walter Reed, Zoë H. Wool, Duke University Press, 2015.

After WarIt is said that Americans don’t have social security. Soldiers do. Earnings for active duty military service or active duty training have been covered under the Social Security Act since 1957. Veterans get social security benefits after they are discharged. Military service members who become disabled while on active duty can file for disability claims. The social security system also covers families and relatives of a deceased soldier. Active duty military members can retire after twenty years of active duty service. In exchange, they receive retirement pay for life. Veterans get free or low-cost medical care through VA hospitals and medical facilities. They have access to special education programs, housing and home loan guarantees, job training and skills upgrading, small business loans, and even burial and memorial benefits. Their situation contrasts with the thirty million Americans who do not have health insurance and who cannot afford medical costs, and with the many more who get only minimal retirement pension and healthcare. In sum, when you join the US Army, Uncle Sam gets your back covered.

Fieldwork and care work

But being a soldier in a warlike nation comes with a high risk. Wars waged abroad bring home their lot of shattered lives, broken bodies, and crippled minds. These are the lives and bodies that Zoë Wool encountered while doing fieldwork at Walter Reed Army Medical Center in Washington DC. Her book begins with a seven-pages lexicon of abbreviations and acronyms, from ACU (Army combat uniform) to VA (Department of Veterans Affairs). Any person who has approached a military administration will recognize the heavy use of jargon and code words that puts a distance between those in the know and the civilians outside. But the dehumanizing aspect of military language is soon countered by the vivid portraits from the gallery of characters that the reader encounters. Zoë Wool makes the book’s purpose and design clear in the introduction. Readers won’t find reams of statistics, or dates and facts arranged in a linear history, or the description of the running and functioning of an institution. Neither will they hear a vocal denunciation of the US military-healthcare complex. Although the author did some work with Iraq Veterans Against the War (IVAW) and attended congressional hearings related to the “war on terror,” her book centers on the lives of those with whom she spent time at Walter Reed.

Fieldwork, or spending time with people in order to answer research questions, is “the thing anthropologists do.” But the term “fieldwork” does not necessarily describe the kind of work researchers like Zoë Wool are engaged in. “Emotional work” or “caring” may be closer to what she actually did, although she wasn’t a caregiver or didn’t try to pass as such. But she cared about the people she encountered at Walter Reeds in a deep and emotional way. Whenever she could, she gave them a hand and helped them to do small things, she registered their ordinary thoughts, or lent an ear to their silence. Asked about the purpose of her research, she often said: “I just want to see what life is like here for you guys.” She wasn’t there to listen to their stories, for they had no stories to tell. Their broken bodies did the talking: missing limbs, infected bones, colostomy bags, catheters, intravenous lines, wheelchairs, and numbing medication. As for themselves, their experience and memory of the war theater was shattered and broken into pieces. Talk of war rarely took narrative form. Injured soldiers were often prompted to talk about their combat experience with visiting journalists and well-wishers, but the anthropologist didn’t add to their burden and ask them about this “asshole of a place” that was Iraq. They preferred to keep silent, and she respected that.

The most warlike people on earth

Life at Walter Reed follows very American norms. US soldiers and veterans swear only by nation, mother, and apple pie—or rather by country roads, girlfriend, and painkillers. A feeling of ordinariness permeates every situation in a place that nonetheless falls out of the ordinary. The fact that the patients are soldiers, and their injuries sustained during war, marks the situation in unique ways. Of course, Walter Reed has sheltered and treated other soldiers in previous engagements: Vietnam, Korea, World War II, and World War I. The United States is, after all, a bellicose nation, and Americans are the most war-prone people on earth if we judge by the twentieth century’s record. Heroism and patriotism have always been linked to the violence of war, and the image of the wounded soldier undergirds the national narrative of the United States. But this time was different. Injuries that were fatal in previous conflicts can now be healed or contained. A disproportionate number of soldiers were exposed to the blasting of IED or EFP (explosively formed projectiles) which have the purpose to maim and to cripple as much as to kill. These are the people that Zoë Wool encountered at Walter Reed. In addition to bodily injuries, they had to cope with PTSD, throbbing headaches, and the adverse effects of medication. Blown-up bodies can be stitched back; but broken minds can never be restored to normal.

The lives of injured soldiers at Walter Reed are characterized by an unstable oscillation between the extreme and the unremarkable, a balance the author calls “the extra/ordinary.” As she describes it, “Life was heavy and slow. Soldiers felt it in the excruciating sluggishness of each day. Hours died impossibly long deaths watching TV, playing video games, sleeping, smoking, nothing.” “Surprises were so expected you could almost see them coming.” Moments of intense boredom alternated with flashes of unbearable pain. People became fast friends without the preliminary step of getting acquainted, and they parted accordingly. While the atmosphere at the housing facility was made to recreate a “home away from home,” journalists and philanthropists popped in regularly, and people would get notes telling them Miss America will be making a visit. Publicity and patriotism saturated the place, with ubiquitous stars and stripes banners, yellow ribbons, and “support our troops” signs. Many patients hated going to special events for injured soldiers because doing so made them feel like a “charity case,” but they nonetheless accepted the invitation to be wined and dined by nation-loving benefactors.

Private donations and public support

Indeed, the mix of public support and private charity is what characterizes Walter Reed from the ground up. The housing facility in which Zoë Wool did her research, the Fisher House, is named after a married couple of benefactors who wanted to provide a living space for the spouses, parents and siblings of injured soldiers so as to recreate a form of family life. Each house functions as its own nonprofit organization and relies on the generosity of philanthropic organizations and individuals. Injured soldiers are never left alone: whether in the street or in their living room, grateful strangers come to see and meet and touch them in order to offer them thanks. The field of exchange in which soldiers are included is all at once moral, material, and affective. Claims about the sacrifice of injured soldiers are claims about the valuation of life and death in the context of America’s wars abroad. The deadly risk of soldiering is rendered sacred, and blood sacrifice is the measure the debt that society incurs. Soldiers do not always adhere to this moral economy: they do not see themselves as self-sacrificing heroes, and consider what they did on the war front as mere “work” or “a job”. Similarly, attending patriotic dinners, or accepting the grateful messages of strangers, is considered by them as part of their job.

The Fisher House at Walter Reed is also suffused with the ideology of the normative family. The institution was created to host the conjugal partners and close relatives of injured soldiers. It provides a space where couples can recreate a normal life before leaving to civilian residence. But normalcy can be elusive in the extra/ordinary context of Walter Reed. Soldiers typically married at a very young age shortly before getting enlisted, and never experienced married life as conventionally defined. Apart from their parents’ place, there was no place they could call home, a place where they used to reside and to which they could go back. Their injury and medical condition created new forms of dependency that raised specters of abandonment, isolation, and solitude. Families did not offer a refuge from the impermanence, instability, and boredom that characterized life at Walter Reed. They were torn by domestic violence, sexual frustration, or unwanted pregnancies. Soldiers held to intimate attachments like lifelines in a rough sea, while the material perks earned by their companion entered in the calculus of spouses who chose to love and to cherish for better and for worse. The pensioned veteran is the opposite of the single-mother “welfare queen”: social benefits and state support is what makes couples stay together.

The military-healthcare complex

Walter Reed General Hospital was built in 1908. It is the place American presidents visit to express the nation’s gratefulness to injured soldiers. It is also the place where Donald J. Trump got tested and treated for Covid-19. This mix of high politics and intimate care is what characterizes the military-healthcare complex. The expression “military-industrial complex” was coined by President Dwight D. Eisenhower to warn against the unholy alliance between the nation’s military and the defense industry that supplies it. Its medical equivalent raises another specter: that of a country in which a passage through the US Armed Forces is the only way to access decent living and healthcare for the disenfranchised classes. Military benefits are considered as the only legitimate form of social security. The welfare state is reduced to the warfare state. This dependency fuels an unending process of overseas wars and military entanglements. In her book, Zoë Wool doesn’t indulge in such social critique; but her deeply moving portrayal of shattered bodies and broken minds warns us of any temptation to consider homecoming soldiers solely as war heroes, victims of trauma, or bearers of patriotic pride.

TV-Glotzer

A review of TV Socialism, Anikó Imre, Duke University Press, 2016.

TV SocialismIn her 1978 hit song “TV-Glotzer,” Nina Hagen sings from the perspective of an East German unable to leave her country, who escapes by watching West German television. She switches channels from East to West and stares at the tube where “everything is so colorful.” As she puts it, TV is her drug while literature makes her puke and she keeps eating chocolate that makes her fatter and fatter. The song was written when Nina Hagen was still living in East Berlin but made a hit in Western Europe, where “white punks on dope” could identify with the lyrics and share the spirit of “no future” rebellion. Anikó Imre’s TV Socialism gives a different perspective on television in socialist Europe. For her, television isn’t a drug but a matter of scholarly enquiry, and her book is a dense academic text that comes fully equipped with historical references, textual analysis, and footnotes. The book is a seminal contribution to the field of “socialist television studies” and challenges many ideas by which we assess Eastern Europe’s socialist past. But first, what does she mean by TV socialism? What links TV to socialism, and what makes socialist TV different from the television programs that were produced at the same time in Western Europe, in the United States, or in the developing world? How did television in Hungary, Poland, Czechoslovakia or the GDR shape the imaginaries of viewers, and what remains from this socialization through small-screen images in a post-socialist world? Or to repeat Anikó Imre’s introduction title, “Why do we need to talk about socialism and TV?”

TV as a propaganda tool

According to conventional opinion, TV in socialist Europe was a propaganda tool. Its goal was to educate and enlighten all social classes, giving access to culture and information while also providing a light form of entertainment for the masses. Educational TV had to demonstrate social commitment to the cause of the State and the Party, show solidarity with the Soviet Union, acknowledge the superiority of European high culture, and contribute to the building of socialism. Teaching viewers how to be good socialist citizens was a central mission of national broadcasters. Lenin famously called on good socialists “to study, to study, and again to study,” and television was one of the mass media that could bring the study guide to the living room. Of course, socialist workers were not to be treated as students, for they embodied the knowledge and values that the sphere of culture only reflected. TV programs had to be relevant to the workers and understandable to them. TV was meant to be watched collectively in offices, factory clubs, and cultural centers. Instead of depicting life as it was, reality-based programs shifted the emphasis to teaching citizens how to behave in an ideal socialist society. But this consciousness-raising documentary realism was always articulated with the privates pleasures of television’s emotional realism. The doctrine of socialist realism also acknowledged the role of emotional expression to promote Soviet ideals. The same Lenin distinguished between propaganda, a way to convince through rational argumentation, and agitation, which mobilized emotion and affect. Like the theater according to Bertold Brecht, television was a tool of agit-prop and, as such, could lead to the creation of new forms of cultural expression, distinct from the dull productions of bourgeois culture.

This description above summarizes the standard view of socialist television, as held by critics and sycophants alike and as it was sometimes expressed by the rulers of socialist republics. But Anikó Imre shows that it was a far cry from reality. Really-existing socialist TV was not so much different from television as it existed at the time in Western Europe, and indeed there were many linkages and influences that crossed the iron curtain. To dismiss (or to hail) socialist TV as mere propaganda widely misses the mark. In her introduction, Anikó Imre articulates three surprising facts that help readers see TV and socialism from a different angle. The first surprise is that television in Eastern Europe was much more exciting and entertaining than its status as propaganda tool would make us believe. Authorities had to reckon with television’s power as a mass medium, and mostly left professionals in charge of its development. TV managers used this autonomy to operate under the radar screen of censorship, to play catch-up with Western broadcasting programs, and to formulate a light critique of the regime through irony and self-derision. The second surprise is that TV broadcasters cared about their audience, their viewer ratings and their domestic market share. They were commercially oriented, and operated in a competitive field where they had to fight for available human brain time. A large part of their revenue came from advertising. As a result, they provided the public with what people most enjoyed: quiz shows, pop music, comedy, and drama serials. It is these forms of popular entertainment, and not the live broadcast of classical music concerts or didactic science programs, that came to define what socialist TV was all about. As a third surprise, Anikó Imre shows that socialist TV was not bounded by state borders and national identities. It was transnational even before the word was invented, with border-crossing signals and program exchanges that allow the author to provide an integrated picture of Eastern European TV as opposed to a juxtaposition of country studies.

National leaders are watching TV

The way national leaders engaged with TV had a heavy influence on program content. János Kádár never watched TV as his taste drew him to high culture and concert halls. Leonid Brezhnev had his appointed head of Soviet television design programs especially for him and his wife, while his children and other relatives had the house equipped with another TV set and a Japanese VCR to watch shows and movies from the West. In the 1970s, Nicolae Ceaușescu opened his country screens to US series and German quiz shows in order to demonstrate his independence from the Soviet Union and to gain favor with the West, then in the 1980s he turned increasingly dictatorial and reduced television broadcasting to a few hours a week with programs lauding his every words and actions. Josip Broz Tito encouraged TV channels to draw on advertising income and even had a Slovenian station broadcast commercials in Italian to audiences across the border to get additional revenue. Erich Honecker redirected the course of East German TV when he famously diagnosed “a certain boredom” around television and urged its managers to create “good entertainment” at the Eighth Party Congress in 1971. What all these leaders had in common is that they tried to mold the new medium to their own purposes, but failed to dictate their taste and preferences to the public. Television’s lower cultural status allowed it to escape the strictures of official culture and to develop free forms of popular entertainment. Socialist TV shared with Western European broadcasters the same commitment to realism and the ethos of public service. Tight state control and censorship also characterized periods of Western European TV programming. De Gaulle famously gave orders and directives to TV channel managers that he himself appointed, and it was rumored that news anchors on French TV had an earplug that linked them directly to the ministry of information. As for the feeling of boredom that Erich Honecker perceived in the East German public, French téléspectateurs could feel it as well: “La France s’ennuie,” titled Le Monde in a famous editorial on the cusp of the May 1968 movement.

It may come as a surprise to a generation raised on Japanese anime and American TV series that TV programs from the East once had a not-so-insignificant market share in Western European markets. This was especially the case for children’s television. Growing up in the 1970s in the United Kingdom or in France meant watching a lot of imported East European children’s programmes. There was the Singing Ringing Tree with scary dwarves hailing from East German studio DEFA, Taupek the Mole which came from Czechoslovakia and used giggles or non-verbal exclamations instead of words to communicate, and something quite bizarre called Ludwig which was an animated series about a machine that played Beethoven to his animal chums. Some animation feature films were drawn from Continental Europe’s tales and legends, like The Snow Queen produced at the Soyuzmultfilm studio in Moscow or The Pied Piper by Czech studio Kratky Film; other animations developed Slavic themes like Gallant Robber Rumsaïs or Tchessilco the Magician, which were broadcast in France by ORTF. Not only did people in the Soviet satellites love their children too: they watched along with them what was recognized at the time as the best TV animation in the world. These animated pictures’ influence over Western animation, and over Western audiences, cannot be overstated. Anikó Imre doesn’t cover children TV in her book, but its development is quite similar to the other genres she reviews. The socialist reality-based, educational TV programs she describes were a kind of prehistory to the much more excoriated and inflamed reality-TV shows that took European channels by storm in the 1990s. Aside from proper language and decency, a lot was lost in the move from socialist realism to reality TV.

Did women have better sex under socialism?

Women are said to have had it better under socialism: better labor market participation, better jobs, better maternity leave and child care, and even better sex. Whether this is true remains controversial. Anikó Imre paints a mixed picture of women’s reflection in the mirror of socialist TV. On the one hand, television addressed many topics conventionally considered as women’s issues: child rearing and education, cooking and housekeeping, romance and family issues, and even birth control and sex life. But on the other hand, the default national viewer addressed by socialist television was most often the white, male, abled and working heterosexual citizen. Women as a homogenized social group were identified with special needs and tasks such as reproduction, family care, and emotional labor, and with inferior skills for political participation and mastering of technology. The blond female host was often associated with the pretty face and decorative position of the program announcer, while men anchors were clearly in control. This gendered hierarchy was also reflected in the two-tier production structure: television remained a male-dominated industry, and women typically worked below the line as technicians, make-up teams, or secretaries. The occasional powerful woman in television often did everything to efface herself and masquerade as one of the boys. Over the years, socialist television turned more feminine, if one identifies feminity with melodrama and consumerism. The thaw period beginning in the late 1960s brought political and economic changes that required socialist parties to readjust their gender policies. Women were presented as key agents of the “socialist lifestyle” and featured prominently in the genre that Anikó Imre labels the “late socialism soap opera.” Unlike historical dramas from the previous period, which removed the narrative into the past and revolved around heroic male figures, these domestic serials took place in the present and evolved around key female characters who acted as problem solvers and natural caretakers. This idealist image of the socialist woman who is independent, desirable and capable, is reflected the stunning photo portraits of Júlia Kudlik and Irena Dziedzic, with their fashionable hairstyle and modish dress, eliciting from the reader the male gaze that the author’s feminist agenda precludes.

Anikó Imre’s description of socialist TV defies Cold War stereotypes of a gray, repressive, joyless and isolated Eastern Europe. Men and women beyond the Iron Curtain knew how to have fun: only they did it differently, infused with the traditions of Mitteleuropa and the contradictions raised by socialism. The ruling communist parties and the strictures of state socialism couldn’t be criticized upfront. But citizens could vote with their eyeballs by switching channels, turning to programs broadcasted from neighboring countries, or turning off TV altogether. The more elitist, austere, realistic, and educational television attempted to be, the more it was mocked and abandoned by viewers, who wanted fiction, humor, and entertainment. The public could also distance itself from really existing socialism through mockery and satire. The systemic deficiencies of socialism were treated with light humor: living conditions in housing blocks, queuing for acquiring consumer products, facing the maze of bureaucracy, and other absurdities of the era were addressed in a light and relaxing manner. Reality shows at once celebrated and poked gentle fun at socialist institutions and rituals. Some 1980s serials took subversion to surprising levels: as the author notes, humor “thrives on oppression and censorship, rather than being silenced by it.” Rather than a government-controlled soapbox that repelled humor, much of socialist TV programming was actually perceived by audiences as comic because socialism itself was absurdly comical. Television was an theater of the absurd: the distance between the utopian horizon of socialism and the existing conditions of life was too great to swallow without a heavy dose of humor. The comic absurdity of late socialism could also draw from older traditions of cabaret, farce and carnivalesque entertainment that echoed the “agit-hall” operetta from Weimar Germany or the monologues, dance numbers and songs from Viennese Kabarett. This tradition of political satire survived and in some contexts flourished in the late shows and New Year extravaganzas offered to TV viewers. Here again, as for reality TV, the author sees in this wave of derision a harbinger if not a direct influencer of the politically-charged entertainment programs that were later developed in Western Europe and the Unites States, from the Guignols de l’Info to The Daily Show.

The afterlife of TV Socialism

What remains of socialist TV in today’s Europe united by political integration and market consumerism? TV Socialism addresses the afterlife of socialist TV in three different guises: as postsocialist TV programming, as an archive steeped in nostalgia, and as an academic discipline. First, socialist TV continues to have an active social life in the countries that have made the transition from state socialism to market capitalism. There is much more continuity between late socialism and postsocialism than the narratives centered on Cold War and transition to market would make us believe. Many idiosyncratic genres, distribution patterns, and reception practices have perpetuated into the present day. Some shows and serials have continued into postsocialism; other contemporary programs have deliberately attempted to reproduce the mood and values of late socialist TV, giving it a nationalist twist; and there has also been some reruns of older TV shows, with specialized channels catering to a nostalgic public. New circulating formats, from DVD to on-demand catalogues and YouTube uploads, have brought a new lease of life to vintage programs that have acquired a cult-like status. Anikó Imre adopts a critical perspective on postsocialist nostalgia, known in Germany as Ostalgie, claiming that it is a naive and postimperial gaze on a mythified past. But her own attitude shows that there is pleasure and knowledge to be gained from delving into TV archives, and that the repertoire of antiquated shows and series should not be left to oblivion. Taking socialist TV seriously grants access to an image of life under socialism that stands in stark contrast to the clichés of Cold War stereotypes. Rather than scarcity, homogeneity, and brainwashing, TV Socialism conveys a mixture of familiarity and strangeness, which helps to defamiliarize some of the basic assumptions about Eastern Europe and socialism. As Anikó Imre notes, television has long been relegated to the status of a minor and inferior object for scholarly studies, both in the Slavic and Eastern European Studies departments of American universities and in the cultural studies programs that have burgeoned in Europe. By moving it centerstage, she deconstructs the opposition between high and low culture as well as the Cold War division between East and West and between socialism and postsocialism.